MS

Michael David Sullivan

IHT WEALTH MANAGEMENT

Deer Park, IL

·CRD# 1921391·37 years experience

Professional Summary

Michael David Sullivan, who also goes by Michael Sullivan, is a registered financial advisor currently at IHT WEALTH MANAGEMENT LLC located in Deer Park, Illinois. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Michael has worked at 16 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Sullivan

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

IHT WEALTH MANAGEMENT LLC·CRD# 171481

RIA

21805 W.field Parkway,ste 300,, Deer Park, IL 60010

November 10, 2025 - Present

LPL FINANCIAL LLC·CRD# 6413

RIA

Deer Park, IL

October 13, 2025 - July 13, 2026

LPL FINANCIAL LLC·CRD# 6413

BD

Deer Park, IL

October 10, 2025 - September 28, 2026

VESTWELL ADVISORS LLC·CRD# 284173

RIA

New York, NY

January 28, 2025 - October 7, 2025

VESTWELL ADVISORS LLC·CRD# 284173

RIA

Aurora, IL

October 8, 2024 - December 31, 2024

CONCURRENT INVESTMENT ADVISORS, LLC·CRD# 323135

RIA

Chicago, IL

April 17, 2023 - November 28, 2023

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC·CRD# 149018

RIA

Grosse Pointe, MI

January 14, 2022 - April 25, 2023

RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694

BD

Grosse Pointe, MI

January 13, 2022 - April 25, 2023

USI ADVISORS·CRD# 108113

RIA

Oak Brook, IL

April 20, 2018 - January 6, 2022

USI SECURITIES, INC.·CRD# 43793

BD

Chicago, IL

March 2, 2018 - January 6, 2022

K. W. CHAMBERS & CO.·CRD# 1432

BD

Clayton, MO

April 19, 2017 - January 9, 2018

ONEAMERICA SECURITIES, INC.·CRD# 4173

BD

Indianapolis, IN

December 22, 2014 - March 21, 2017

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC·CRD# 18353

BD

Chicago, IL

October 5, 2012 - November 6, 2014

MML INVESTORS SERVICES, LLC·CRD# 10409

BD

Batavia, IL

August 8, 2007 - September 21, 2012

ONEAMERICA SECURITIES, INC.·CRD# 4173

BD

Indianapolis, IN

March 22, 2006 - July 28, 2007

M HOLDINGS SECURITIES, INC.·CRD# 43285

BD

Portland, OR

September 20, 2004 - March 24, 2006

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.·CRD# 40596

RIA

Chicago, IL

August 7, 2001 - October 27, 2003

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.·CRD# 40596

BD

Hartford, CT

April 17, 2001 - October 27, 2003

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY·CRD# 5181

BD

March 9, 1989 - December 15, 1992

SIGNATOR INVESTORS, INC.·CRD# 468

BD

March 9, 1989 - December 15, 1992

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Current Firm

IW

IHT WEALTH MANAGEMENT LLC

CRD#: 171481 / SEC#: 801-79769

RIA

Registered Investment Advisory firm - SEC (5/28/2014 Approved)

Florida

Registered Investment Advisory firm - Florida (12/6/2016 Terminated)

Illinois

Registered Investment Advisory firm - Illinois (2/24/2015 Terminated)

Texas

Registered Investment Advisory firm - Texas (12/6/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606

Phone Number

(855) 295-2828

# of Employees

179

SEC notice filing (36 States and Territories)

Registered to provide investment advisory services in 36 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV FORM 2A (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

25,536

AUM (Assets Under Management)

$9,801,751,527

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 10/10/2025- IHT Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start Date:10/06/2025 - 160 Hrs/Mth - 130 Hrs During Trading. 2) 11/18/2025 - IHT Wealth Management - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 09/29/2025 - 160 hours per month/ 130 hours during trading - I provide investment advisory services through IHT Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 9/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IW

IHT WEALTH MANAGEMENT LLC

CRD#: 171481 / SEC#: 801-79769

RIA

Registered Investment Advisory firm - SEC (5/28/2014 Approved)

Florida

Registered Investment Advisory firm - Florida (12/6/2016 Terminated)

Illinois

Registered Investment Advisory firm - Illinois (2/24/2015 Terminated)

Texas

Registered Investment Advisory firm - Texas (12/6/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

IAR

Illinois
(11/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.