AC
Alan E. Chandler
CREATIVE FINANCIAL DESIGNS
Sherrill, NY 13461
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CRD#: 1920283
AC
Professional summary
Alan Edward Chandler is a registered financial advisor currently at CREATIVE FINANCIAL DESIGNS, INC. located in Sherrill, New York and CFD INVESTMENTS, INC. located in Sherrill, New York.
Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Alan has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ALAN E. CHANDLER LUTCF, Sherrill, NY, SOLE PROPRIETORSHIP, BROKER, AGENT; INVESTMENT RELATED, 475Sherrill Rd, Sherrill, NY,13461; insurance sales: group, life, LTC & Medicare products; Owner, Sole Proprietor; Start 1/92; 50 hour per month; 40 per month; licensing direct with carriers, some through various GA's: Ash Brokerage, KAFL, Inc., Care value, LLC Select and recommended products to each client 2) Silver Setting, LLC; Non-Investment related; Sherrill, 475 Sherrill Rd, Sherrill, NY,13461; LLC that was set up to purchase office building, which is solely leased by Sound Mind Financial, LLC; President; 2/6/17; 1 hour per month; 1 hour per month; Oversee property, collect rent and pay property related bills. Meet with the attorney once/twice a year for appropriate filing meetings. entity set up for lease agreement for business property. 3) DBA: Sound Mind Financial, LLC; Investment- Related; 475 Sherrill Road, Sherrill, NY,13491; LLC was set up to receive all Alan E Chandler's business; 8/2019; 200 per month; 160 per month; Oversee total operation of business. LLC pays EE's and other business expenses. 4) River's Edge Rentals, Non-Investment-Related; 2160 Cj Lane, La Belle, FL, 33935; long- and short-term real-estate rentals of our second home; partner;5/2022; 10 hours per month; 5 hours per month; receive rent and pay bills. Provide property maintenance services. 5) Creative Financial Designs, Inc
CRS (Client Relationship Summary) - RIA
Click below to view Alan Edward Chandler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2024 - Present
CREATIVE FINANCIAL DESIGNS, INC.
Office #1: 475 Sherrill Rd, Sherrill, NY 13461RIA
CRD#: 109032
Sherrill, NY
Current
May 1, 2024 - Present
CFD INVESTMENTS, INC.
Office #1: 475 Sherrill Rd, Sherrill, NY 13461BD
CRD#: 25427
Sherrill, NY
Past
March 23, 2017 - May 1, 2024
CADARET, GRANT & CO., INC.
RIA
CRD#: 10641
Sherrill, NY
Past
September 10, 1994 - May 1, 2024
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
Sherrill, NY
Past
October 28, 1992 - September 20, 1994
BERKSHIRE EQUITY SALES, INC.
BD
CRD#: 87
PITTSFIELD, MA
Past
May 23, 1989 - October 15, 1992
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CREATIVE FINANCIAL DESIGNS, INC.
CFD INVESTMENTS, INC. | CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032 / SEC#: 801-60153
RIA
Registered Investment Advisory firm - (4/19/2001 Approved)California
Registered Investment Advisory firm - (4/20/2001 Terminated)Florida
Registered Investment Advisory firm - (4/19/2001 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Iowa
Registered Investment Advisory firm - (5/20/2002 Terminated)Kentucky
Registered Investment Advisory firm - (4/19/2001 Terminated)Maryland
Registered Investment Advisory firm - (5/20/2002 Terminated)Michigan
Registered Investment Advisory firm - (12/11/2001 Terminated)Missouri
Registered Investment Advisory firm - (4/19/2001 Terminated)New Jersey
Registered Investment Advisory firm - (4/19/2001 Terminated)North Carolina
Registered Investment Advisory firm - (12/19/2006 Terminated)Ohio
Registered Investment Advisory firm - (4/19/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(5/1/2024)
RR
Arizona(5/1/2024)
RR
California(5/1/2024)
RR
Connecticut(5/1/2024)
RR
Florida(5/1/2024)
RR
Maryland(5/1/2024)
RR
Massachusetts(5/1/2024)
RR
Nevada(9/22/2025)
RR
New Hampshire(5/1/2024)
RR
New Jersey(5/1/2024)
RR
New York(5/1/2024)
IAR
New York(5/1/2024)
RR
North Carolina(5/1/2024)
RR
Ohio(5/2/2024)
RR
South Carolina(5/1/2024)
RR
Texas(5/1/2024)
RR
Virginia(5/1/2024)
RR
Wyoming(5/1/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CREATIVE FINANCIAL DESIGNS, INC.
CFD INVESTMENTS, INC. | CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032 / SEC#: 801-60153
RIA
Registered Investment Advisory firm - (4/19/2001 Approved)California
Registered Investment Advisory firm - (4/20/2001 Terminated)Florida
Registered Investment Advisory firm - (4/19/2001 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Iowa
Registered Investment Advisory firm - (5/20/2002 Terminated)Kentucky
Registered Investment Advisory firm - (4/19/2001 Terminated)Maryland
Registered Investment Advisory firm - (5/20/2002 Terminated)Michigan
Registered Investment Advisory firm - (12/11/2001 Terminated)Missouri
Registered Investment Advisory firm - (4/19/2001 Terminated)New Jersey
Registered Investment Advisory firm - (4/19/2001 Terminated)North Carolina
Registered Investment Advisory firm - (12/19/2006 Terminated)Ohio
Registered Investment Advisory firm - (4/19/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2704 S Goyer Rd, Kokomo, IN 46902
Mailing Address
P.o. Box # 2244, Kokomo, IN 46904-2244
Phone number
(765) 453-9600
Established
Firm type
Fiscal year end
# of Employees
150
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,029 |
| AUM (Assets Under Management) | $ 2,478,773,967 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 01/05/2024 | ||
| 01/10/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032Sherrill, NY 13461TRUST BUT VERIFY
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Contact information
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