Edward L. Sherr
Professional summary
Edward Laurence Sherr is a registered financial advisor currently at CARL P. SHERR & CO., LLC located in Worcester, Massachusetts.
Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Edward has worked at 1 firm and has passed the Series 66, Series 63, SIE, Series 55, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Edward Laurence Sherr's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 19, 2006 - Present
CARL P. SHERR & CO., LLC
Office #1: 446 Main Street, Worcester, MA 01608February 14, 1989 - February 21, 2017
CARL P. SHERR & CO., LLC
Primary Firm SEC Registration
CARL P. SHERR & CO., LLC
CRD#: 3394 / SEC#: 801-66673, 8-12115
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/19/2006)
(2/27/2023)
Exams
Series 55
Date: 3/6/2000
Limited Representative-Equity Trader ExamCurrent Firm
CARL P. SHERR & CO., LLC
CRD#: 3394 / SEC#: 801-66673, 8-12115
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 808 |
| AUM (Assets Under Management) | $ 450,502,980 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
CARL P. SHERR & CO., LLC
CRD#: 3394Worcester, MA 01608TRUST BUT VERIFY
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