Kerry G. Judd

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES

Midvale, UT 84047

Some features on this profile are disabled

CRD#: 1919781

Professional summary

Kerry Glen Judd is a registered financial advisor currently at BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in Midvale, Utah and BFC PLANNING, INC. located in Cottonwood Heights, Utah.

Kerry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Kerry has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.MOMENTUM REAL ESTATE, LLC-Y-BOUNTIFUL, UT-REAL ESTATE BROKERAGE-ASSOCIATE BROKER-01/2022-40-40-ASSOCIATE REAL ESTATE BROKER 2.Kerry G. Judd, CPA-N-Midvale, UT-Tax Consulting-CPA-12/1979-20-5-Tax Consulting & Preparation of returns 3.White Pine Asset Management-Y-Midvale, UT-Investments & Insurance-Advisor-11/2017-40-8-Investments & Insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kerry Glen Judd's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2013 - Present

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

Office #1: 6925 Union Park Center Suite 550, Midvale, UT 84047

RIA

CRD#: 13609

Midvale, UT

Current

May 24, 2016 - Present

BFC PLANNING, INC.

Office #1: 6925 Union Park Center Suite 500-a, Cottonwood Heights, UT 84047

RIA

CRD#: 119682

Cottonwood Heights, UT

Current

January 10, 2013 - Present

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

Office #1: 6925 Union Park Center Suite 550, Midvale, UT 84047

RIA

CRD#: 13609

Midvale, UT

Past

March 17, 2010 - January 11, 2013

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

SANDY, UT

Past

February 26, 2010 - January 11, 2013

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SANDY, UT

Past

January 26, 2006 - February 19, 2010

KNOX CAPITAL ADVISORS, LLC

RIA

CRD#: 131000

DRAPER, UT

Past

January 3, 2006 - June 10, 2009

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

DRAPER, UT

Past

March 10, 2004 - January 24, 2006

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

DRAPER, UT

Past

March 5, 2004 - March 5, 2004

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

DRAPER, UT

Past

March 5, 2004 - January 24, 2006

M HOLDINGS SECURITIES, INC.

CRD#: 43285

PORTLAND, OR

Past

January 19, 2000 - March 9, 2004

OSAIC FA, INC.

RIA

CRD#: 3978

SALT LAKE CITY, UT

Past

January 7, 2000 - March 9, 2004

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

January 7, 2000 - March 9, 2004

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

April 15, 1991 - January 27, 2000

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

May 2, 1989 - June 14, 1990

MERLIN EQUITIES INC.

CRD#: 13944

Past

February 2, 1989 - April 12, 1989

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BFC PLANNING, INC.

1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Hawaii
(3/4/2022)

Nevada
(6/26/2015)

Oregon
(3/28/2025)

Texas
(8/12/2025)

Utah
(1/11/2013)

IAR

Utah
(1/11/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/31/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/31/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 3/6/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/15/1989

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/31/1989

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BFC PLANNING, INC.

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402

Mailing Address

Phone number

(319) 447-5700

Established

Firm type

Fiscal year end

# of Employees

200

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BFC PLANNING ADV PART 2 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	8,756
AUM (Assets Under Management)	$ 2,026,848,859

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Reuben Rowley

EAGLE STRATEGIES LLC

IAR

AMERICAN FORK, UT

Neal Hansen

NET WORTH ADVISORY GROUP, LLC

IAR

Sandy, UT

Justin Lizama

SIMPLE FINANCIAL, LLC

IAR

West Jordan, UT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kerry G. Judd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kerry Glen Judd's CRS (Customer Relationship Summary).

Certified licenses

Experience

BFC PLANNING, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

KNOX CAPITAL ADVISORS, LLC

GENEOS WEALTH MANAGEMENT, INC.

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

MML INVESTORS SERVICES, LLC

MERLIN EQUITIES INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

BFC PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/31/1995

Series 63

Date: 1/31/1989

SIE

Date: 10/1/2018

Series 31

Date: 3/6/2006

Series 7

Date: 4/15/1989

Series 6

Date: 1/31/1989

FINRA

Current Firm

BFC PLANNING, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BFC PLANNING, INC.

TRUST BUT VERIFY

Similar Advisors