SW
Scott S. Waldron
CETERA INVESTMENT ADVISERS LLC
Tigard, OR 97223
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CRD#: 1919769
SW
Professional summary
Scott Schmuckli Waldron, who also goes by Scott S Waldron, Scott Waldron, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Tigard, Oregon and CETERA WEALTH SERVICES, LLC located in Tigard, Oregon.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Scott has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott S Waldron | Scott Waldron
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 8625 SW CASCADE AVE STE 104; BEAVERTON; OR; 97008; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 9/20/2017; 160; 160; SALES OF FIXED INSURANCE PRODUCTS 2. NAME OF ENTITY:MCKAY WEALTH MANAGEMENT; Yes; 6000 SOUTHCENTER BLVD #70; TUKWILA; WA; 98188; FINANCIAL SERVICES/DBA; CUSTOMER RELATIONSHIP MANAGER; 11/1/2017; 160; 160; SERVE AS SUPPORT CONTACT FOR ASSIGNED CLIENT RELATIONSHIPS,COORDINATE AND FOLLOW IT THROUGH; 3. NAME OF OTHER BUSINESS: MCKAY RETIREMENT CONSULTANTS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 6/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Scott Schmuckli Waldron's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 17, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 14043 Sw Walnut Creek Way, Tigard, OR 97223Office #2: 9900 Sw Greenburg Rd #275, Tigard, OR 97223RIA
CRD#: 105644
Tigard, OR
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 9900 Sw Greenburg Rd #275, Tigard, OR 97223Office #2: 9900 Sw Greenburg Road #275, Tigard, OR 97223BD
CRD#: 13572
TIGARD, OR
Past
February 19, 2018 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
TUKWILA, WA
Past
October 24, 2006 - February 17, 2011
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
PORTLAND, OR
Past
March 6, 1989 - September 13, 1989
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Idaho(6/9/2021)
RR
Oregon(6/9/2021)
IAR
Oregon(6/17/2025)
RR
Washington(6/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
