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Peter Meyer Kolben

CRD# 1919765·Registered 1993 - 2002
Barred: Peter Meyer Kolben was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Peter Meyer Kolben, who also goes by Peter M Kolben, Peter Kolben, was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1993 - 2002. Peter had worked at 1 firm and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Peter M Kolben, Peter Kolben

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

FIRST INSTITUTIONAL SECURITIES, L.L.C.·CRD# 23910
BD
West Paterson, NJ
February 5, 1993 - April 29, 2002

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Current Firm

FI
FIRST INSTITUTIONAL SECURITIES, L.L.C.

FIRST INSTITUTIONAL SECURITIES CORP. | FIRST INSTITUTIONAL SECURITIES, L.L.C.

CRD#: 23910 / SEC#: 8-40992
BD
Cancelled by SEC on 10/09/2003

Contact Information

Established

New Jersey since 01/31/1996

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CLUBSIDE LIMITED, L.L.C.NONE (OWNER ONLY)—
GORE, BERT ELWOOD JRCOO / INSTITUTIONAL SALES MANAGER501978
WEST DOVER ASSOCIATES, L.L.C.NONE (OWNER ONLY)—
BOARDMAN, MATTHEW MILESFIXED INCOME TRADING MANAGER/RETAIL SALES MANAGER843666
GOLDBERG, STANLEY ROBERTCEO224038
LISS, GEORGEPRESIDENT601837
COLAIACOVO, DAREN JOHNEMPLOYEE2186242
EARNHARDT, ERIC MICHAELCHIEF COMPLIANCE OFFICER1855856
EDGAR, DAVID WILLIAMEMPLOYEE1004169
ELLENTUCK, TODD MICHAELEMPLOYEE1321452
FERGANG, SCOTT DAVIDEMPLOYEE1758758
GOLDBERG, HOWARDEMPLOYEE2800828
KNIPFELBERG, CHERYL KATHLEENEMPLOYEE724231
KOLBEN, PETER MEYEREMPLOYEE1919765
LAZARE, DARREN EVANEMPLOYEE2378165
LEVINE, THOMAS RICHARDEMPLOYEE713769
LIBIN, STEVEN BRUCEEMPLOYEE1339503
LOONEY, EDWARD JOSEPH JRSROP / CROP1009933
NEWMAN, MARC DOUGLASEMPLOYEE870528
PICARELLO, LARRY PAULCHIEF FINANCIAL OFFICER / FINOP1330946
PROST, GEORGE LEMPLOYEE1334567
QUERQUES, JEFFREY DANAEMPLOYEE1108636
QUINN, DAVID BRIANEMPLOYEE1139076
SALINO, MATTHEW RAYMONDEMPLOYEE1004340
SALZMAN, BENNETT ROYEMPLOYEE1509040
SCOTT, KEVINEMPLOYEE2677403
SHERMAN, MERVIN ALLENEMPLOYEE1109362
SPERBER, LAWRENCE SCOTTEMPLOYEE1311458
STEIN, DAVID HOWARDEMPLOYEE1316506
SULLIVAN, JAMES KEVINEMPLOYEE1163104
WEINSTEIN, MICHAEL JAYEMPLOYEE1037475
ZYMET, MARK JAYEMPLOYEE871701

Disclosures

Regulatory Event

2

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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