Steven E. Bernier
Professional summary
Steven Edward Bernier, who also goes by Steve Bernier, is a registered financial advisor currently at MPM WEALTH ADVISORS located in Southfield, Michigan and PURSHE KAPLAN STERLING INVESTMENTS located in Southfield, Michigan.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Steven has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Edward Bernier's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 12, 2010 - Present
MPM WEALTH ADVISORS
Office #1: 24901 Northwestern Highway Suite 710, Southfield, MI 48075June 16, 2020 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 24901 Northwestern Hwy Ste 218, Southfield, MI 48075January 31, 2006 - July 15, 2020
BROADSTONE SECURITIES
April 16, 2003 - January 31, 2006
NEW ENGLAND SECURITIES
August 23, 2001 - May 7, 2003
VERAVEST INVESTMENTS, INC.
August 3, 2000 - August 15, 2001
BROADSTONE SECURITIES
May 23, 1989 - August 2, 2000
GREGORY J. SCHWARTZ & CO., INC.
Primary Firm SEC Registration
MPM WEALTH ADVISORS
CRD#: 104926 / SEC#: 801-50488
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/7/2023)
(6/16/2020)
(6/16/2020)
(6/16/2020)
(6/16/2020)
(4/27/2017)
(7/15/2020)
(8/29/2023)
(10/12/2010)
(6/16/2020)
(10/14/2021)
(8/29/2023)
(6/16/2020)
(6/16/2020)
(4/27/2017)
(6/16/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MPM WEALTH ADVISORS
CRD#: 104926 / SEC#: 801-50488
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,435 |
| AUM (Assets Under Management) | $ 888,866,554 |
Red Flags
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