CM
Christopher J. Maurer
KESTRA ADVISORY SERVICES
Bellaire, TX 77401
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CRD#: 1919426
CM
Professional summary
Christopher J Maurer, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Bellaire, Texas and KESTRA INVESTMENT SERVICES, LLC located in Bellaire, Texas.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Christopher has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: BADGER FINANCIAL LLC POSITION: Owner NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/22/2006 ADDRESS: 6750 west loop south, suite 825, BELLAIRE TX 77401 DESCRIPTION: Investment of Funds generated from earnings generated by Park Place Financial Business Name: TANGLEWOOD CONDOS POSITION: Vice President NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2023 ADDRESS: 1616 Fountainview Drive, Houston TX 77057 DESCRIPTION: Attend meetings. . make sure building is well maintained, responsibility for management of building and financial solvency of association Business Name: PARK PLACE FINANCIAL POSITION: Registered Representative NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/30/2023 ADDRESS: 6750 west loop south, suite 825, bellaire TX 77401, United States DESCRIPTION: Registered Representative Business Name: KESTRA ADVISORY SERVICES POSITION: Investment Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/30/2023 ADDRESS: 5707 southwest pkwy,, BLDG 2, suite 400, Austin TX 78735, United States DESCRIPTION: IAR Business Name: INTACT AMERICA POSITION: board member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2023 ADDRESS: P.O. Box 8516, Tarrytown NY 10591, United States DESCRIPTION: attend meetings. . . offer advice
CRS (Client Relationship Summary) - RIA
Click below to view Christopher J Maurer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 30, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 6750 West Loop South Suite 1080, Bellaire, TX 77401RIA
CRD#: 283330
Bellaire, TX
Current
October 30, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 6750 W Loop S Suite 825, Bellaire, TX 77401BD
CRD#: 42046
Bellaire, TX
Past
September 1, 2023 - November 3, 2023
OSAIC WEALTH, INC.
RIA
CRD#: 23131
BELLAIRE, TX
Past
September 1, 2023 - November 3, 2023
OSAIC WEALTH, INC.
BD
CRD#: 23131
BELLAIRE, TX
Past
March 6, 2020 - April 20, 2020
THE AMERIFLEX GROUP
RIA
CRD#: 305585
Bellaire, TX
Past
September 18, 2013 - September 1, 2023
OSAIC SERVICES, INC.
RIA
CRD#: 133763
BELLAIRE, TX
Past
September 16, 2013 - September 1, 2023
OSAIC SERVICES, INC.
BD
CRD#: 133763
BELLAIRE, TX
Past
March 17, 2010 - October 10, 2013
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
RIA
CRD#: 143384
BELLAIRE, TX
Past
May 18, 2001 - October 10, 2013
RESOURCE HORIZONS GROUP LLC
BD
CRD#: 104368
BELLAIRE, TX
Past
April 21, 1999 - April 6, 2010
RIDGEBACK CAPITAL MANAGEMENT
RIA
CRD#: 113848
BELLAIRE, TX
Past
February 11, 1999 - June 1, 2001
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
May 19, 1989 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
May 19, 1989 - November 6, 1998
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/30/2023)
RR
California(10/30/2023)
RR
Florida(10/30/2023)
RR
Georgia(10/31/2023)
RR
Illinois(10/30/2023)
RR
Louisiana(10/30/2023)
RR
New Jersey(10/30/2023)
RR
New York(10/30/2023)
RR
North Carolina(5/14/2025)
RR
Ohio(10/30/2023)
RR
Pennsylvania(10/30/2023)
RR
South Dakota(10/30/2023)
RR
Texas(10/30/2023)
IAR
Texas(10/30/2023)
RR
Utah(10/30/2023)
RR
Virginia(10/30/2023)
RR
Wisconsin(10/30/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
