Roger L. Overby
Professional summary
Roger Lynn Overby is a registered financial professional currently at SKYWAY CAPITAL MARKETS, LLC located in Tampa, Florida.
Roger is registered as a RR (Registered Representative) and started their career in finance in 1989. Roger has worked at 8 firms and has passed the Series 63, Series 65, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Roger Lynn Overby's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2016 - Present
SKYWAY CAPITAL MARKETS, LLC
Office #1: 100 North Tampa Street Suite 3550, Tampa, FL 33602January 7, 2015 - August 19, 2016
STILLPOINT CAPITAL, LLC
October 2, 2013 - January 7, 2015
SKYWAY CAPITAL MARKETS, LLC
October 26, 2010 - October 1, 2013
INTERNATIONAL ASSETS ADVISORY, LLC
January 6, 2010 - October 26, 2010
DEWAAY FINANCIAL NETWORK, LLC
June 28, 2005 - December 24, 2009
GUNNALLEN FINANCIAL, INC
February 7, 2000 - December 20, 2000
MORGAN STANLEY DW INC.
June 27, 1997 - February 14, 2000
PRUDENTIAL EQUITY GROUP, LLC
February 22, 1989 - July 2, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/9/2016)
(9/6/2016)
(1/3/2017)
(5/19/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SKYWAY CAPITAL MARKETS, LLC
CRD#: 124630 / SEC#: , 8-65702
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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