William J. Dombek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William James Dombek was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1990. William had worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2016 - November 27, 2017
FOX CHASE CAPITAL PARTNERS, LLC
April 30, 2008 - April 29, 2014
BNY MELLON CAPITAL MARKETS, LLC
October 12, 2005 - April 30, 2008
BNY CAPITAL MARKETS INC.
July 5, 2001 - February 15, 2005
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
May 30, 1990 - July 2, 1993
MUFG SECURITIES AMERICAS INC.
State Registrations and Notice Filings
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Exams
Current Firm
FOX CHASE CAPITAL PARTNERS, LLC
CRD#: 104087 / SEC#: , 8-52624
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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