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EH

Edward L. Helm

EMERALD HAVEN INVESTMENTS CORP
Mcdonough, GA
Some features on this profile are disabled
CRD#: 1917971
EH

Professional summary

Edward Lee Helm JR is a registered financial advisor currently at EMERALD HAVEN INVESTMENTS CORP located in Mcdonough, Georgia.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Edward has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Lee Helm JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 21, 2014 - Present

EMERALD HAVEN INVESTMENTS CORP

RIA
CRD#: 156522
Mcdonough, GA
Past

October 27, 2011 - December 31, 2013

EMERALD HAVEN INVESTMENTS CORP

RIA
CRD#: 156522
MCDONOUGH, GA
Past

November 22, 1994 - December 31, 1996

HIMCO DISTRIBUTION SERVICES COMPANY

BD
CRD#: 6604
HARTFORD, CT
Past

September 5, 1991 - December 15, 1992

NORTH AMERICAN MANAGEMENT, INC.

BD
CRD#: 624
SIOUX FALLS, SD
Past

June 22, 1989 - June 25, 1990

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
NEWARK, NJ
Past

June 22, 1989 - June 25, 1990

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

February 14, 1989 - April 5, 1989

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691
DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(1/21/2014)
IAR
North Carolina
(3/31/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/25/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/21/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 2/11/1989
General Securities Representative Examination

Current Firm

EH
EMERALD HAVEN INVESTMENTS CORP
EMERALD HAVEN INVESTMENTS CORP

CRD#: 156522 / SEC#:

Georgia
Registered Investment Advisory firm - (1/21/2014 Approved)
North Carolina
Registered Investment Advisory firm - (3/31/2025 Approved)
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Contact information

Main Address
Albemarle, NC
Mailing Address
Phone number
(770) 778-1791
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EMERALD HAVEN INVESTMENTS CORP

CRD#: 156522Mcdonough, GA

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