Peter Martin Conniff
Professional Summary
Peter Martin Conniff is a registered financial advisor currently at CASTLESTONE MANAGEMENT LLC located in Ridgewood, New Jersey and ASSET ALLOCATION & RESEARCH LLC located in Ridgewood, New Jersey. Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Peter has worked at 4 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 55, Series 7 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
CASTLESTONE MANAGEMENT LLC | CASTLESTONE MANAGEMENT, LLC
Contact Information
Main Address
143 East Ridgewood Ave Box 510, Ridgewood, NJ 07450Mailing Address
C/o Client Services 2nd Flr, Nicola Jane House Southern Gate, Terminus Road, Chichester, PO19 8SEPhone Number
+1 (201) 546-6458# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
3AUM (Assets Under Management)
$46,000,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/20/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Nov 1998Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Aug 1993Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Peter Martin Conniff's CRS (Customer Relationship Summary).
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