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Bryan Edward Pifer

CRD# 1916858·Registered 1993 - 2001
Barred: Bryan Edward Pifer was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Bryan Edward Pifer, who also goes by Bryan Edwin Pifer, was a registered financial advisor. Bryan was a previously registered financial professional and started their career in finance 1993 - 2001. Bryan had worked at 3 firms and has passed the Series 63, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bryan Edwin Pifer

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

ALPHA-OMEGA CAPITAL CORP·CRD# 37533
BD
Norwood, OH
February 23, 1995 - November 29, 2001
WMA SECURITIES, INC.·CRD# 32625
BD
Duluth, GA
June 6, 1994 - December 5, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Philadelphia, PA
February 26, 1993 - June 6, 1994

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Current Firm

AC
ALPHA-OMEGA CAPITAL CORP

ALPHA-OMEGA CAPITAL CORP

CRD#: 37533 / SEC#: 8-47965
BD
Terminated by SEC on 12/23/2001

Contact Information

Established

Ohio since 09/15/1994

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PIFER, BRYAN EDWARDPRESIDENT1916858

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1995About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1992About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Dec 1994About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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