George F. Valle
Professional summary
George F Valle, who also goes by George Fernandez Valle, is a registered financial professional currently at VSI SECURITIES, INC. located in Miami, Florida.
George is registered as a RR (Registered Representative) and started their career in finance in 1993. George has worked at 8 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 14, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view George F Valle's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 14, 2004 - Present
VSI SECURITIES, INC.
Office #1: 1111 Brickell Avenue Ste. 1575, Miami, FL 33131Office #2: 1111 Brickell Avenue, Suite 1575, Miami, FL 33131April 10, 2001 - October 28, 2002
INVESTORS ST.
February 4, 1999 - December 22, 1999
AMERICAN FIRST CAPITAL CORP.
April 28, 1998 - April 30, 1999
INVESTORS ST.
October 21, 1997 - June 12, 1998
FIRST EQUITY CORPORATION OF FLORIDA
March 5, 1996 - November 21, 1996
INTERCREDIT CAPITAL MARKETS, INC.
April 17, 1993 - October 11, 1995
CHARLES SCHWAB & CO., INC.
January 4, 1993 - April 22, 1993
IDS LIFE INSURANCE COMPANY
January 4, 1993 - April 22, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/14/2004)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/15/2005
Limited Representative-Equity Trader ExamFINRA
Current Firm
VSI SECURITIES, INC.
CRD#: 114419 / SEC#: , 8-53425
Contact information
FINRA licenses (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 93 |
| AUM (Assets Under Management) | $ 28,544,024 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
VSI SECURITIES, INC.
CRD#: 114419Miami, FL 33131TRUST BUT VERIFY
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