Kimberley M. Nitchman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberley Medley Nitchman, who also goes by Kimberley Medley Freeman, Kimberley Diana Medley, was a registered financial professional .
Kimberley is a previously registered financial professional and started their career in finance in 1991. Kimberley had worked at 6 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7, Series 55 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2021 - April 30, 2021
TRUIST ADVISORY SERVICES, INC.
February 17, 2021 - April 30, 2021
TRUIST INVESTMENT SERVICES, INC.
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
September 22, 2015 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
May 29, 2015 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
April 11, 1992 - June 17, 2004
STERNE, AGEE & LEACH, INC.
October 25, 1991 - November 6, 1991
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 55
Date: 9/11/2000
Limited Representative-Equity Trader ExamCurrent Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
