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David W. Keebler

Some features on this profile are disabled
CRD#: 1915844
DK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Wayne Keebler was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1989. David had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 27, 2011 - August 10, 2015

REICH & TANG DISTRIBUTORS, INC.

BD
CRD#: 28078
NEW YORK, NY
Past

August 17, 2004 - December 8, 2010

RESRV PARTNERS, INC.

BD
CRD#: 10273
NEW YORK, NY
Past

February 1, 1989 - August 19, 2004

FEDERATED SECURITIES CORP.

BD
CRD#: 5009
PITTSBURGH, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/31/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/10/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 1/30/1989
Investment Company Products/Variable Contracts Representative Examination

Current Firm

R&
REICH & TANG DISTRIBUTORS, INC.
REICH & TANG DISTRIBUTORS L.P. | REICH & TANG DISTRIBUTORS, INC.

CRD#: 28078 / SEC#: , 8-43429

BD
Terminated by SEC on 10/09/2015
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 10/23/1997
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
REICH & TANG ASSET MANAGEMENT, LLC100 % SHAREHOLDER
BRANCAZIO, CHRISTOPHER JOHNSENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING OFFICER AND SECRETARY2078699
DESANCTIS, RICHARDEXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR2117932
GILL, CHRISTOPHER JSENIOR VICE PRESIDENT, DIRECTOR2464553
JERKOVICH, JOSEPHSENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR4353543
LYDON, MICHAEL PETEREXECUTIVE VICE PRESIDENT, DIRECTOR1274887
NELSON, THOMAS MATTHEWPRESIDENT & CEO1907416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REICH & TANG DISTRIBUTORS, INC.

CRD#: 28078

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