JM
Jennifer W. Moser
CETERA INVESTMENT ADVISERS LLC
WINSTON- SALEM, NC 27103
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CRD#: 1915631
JM
Professional summary
Jennifer Welch Moser, who also goes by Jennifer W Moser, Jennifer Welch Moser, Jennifer Leigh Welch, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Winston- Salem, North Carolina.
Jennifer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Jennifer has worked at 8 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jennifer W Moser | Jennifer Welch Moser | Jennifer Leigh Welch
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PARWEL LIMITED PARTNERSHIP, LLC POSITION: Other NATURE: Lease property to businesses and individuals. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/24/1997 ADDRESS: 190 Sheets Trail, Germanton NC 27019 DESCRIPTION: I handle the day-to-day operations of bookkeeping, banking, property management and property development. 2) LANDLORD AND REAL ESTATE INVESTOR POSITION: Owner NATURE: Manage existing properties and buy/sell properties as opportunities arise. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/01/1999 ADDRESS: 190 Sheets Trail, Germanton NC 27019 DESCRIPTION: Locate property, hire subs, bookkeeping, answer residents maintenance needs. Provide labor when necessary for ongoing maintenance or improvement. 3) MAESTRO WEALTH ADVISORS, LLC POSITION: Employee NATURE: Provide employment for licensed RR and IARs to provide advisory and securities solutions to clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 143 SECURITIES TRADING HOURS: 116 START DATE: 03/06/2012 ADDRESS: 755 Highland Oaks Dr, Ste 101, Winston Salem NC 27103 DESCRIPTION: Office manager. Payroll, HR, Purchasing Agent, bookkeeper. 4) PIEDMONT FINANCIAL EDUCATORS, INC. POSITION: Other NATURE: Offer workshops to the community via online or at colleges/universities or other locations in the community. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/29/2016 ADDRESS: 755 Highland Oaks Dr, Ste 101, Winston Salem NC 27103 DESCRIPTION: Process registrations. Lineup lecturers. Order materials. Rent facilities. 5) MAESTRO WEALTH ADVISORS, LLC 401K PLAN POSITION: Trustee NATURE: Trustee on our Company 401k plan INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2016 ADDRESS: 755 Highland Oaks Dr, Ste 101, Winston Salem NC 27103 DESCRIPTION: Work with TPA/Recordkeeper to structure the plan and keep compliant with new regulations. 6) WALLY WASH, LLC POSITION: Part Owner NATURE: Local car washes with vacuums. Unattended. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/23/2022 ADDRESS: 190 Sheets Trail, Germanton NC 27019 DESCRIPTION: Contract vendors, make deposits, order supplies .No investment accounts, only checking account. 7) MAESTRO INSURANCE SERVICES, INC. POSITION: Other NATURE: Provides Life/Health Insurance solutions to clients when appropriate. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/07/1989 ADDRESS: 755 Highland Oaks Dr, Ste 101, Winston Salem NC 27103 DESCRIPTION: Meet with clients, ascertain needs, provide solutions and when appropriate writes insurance contracts to satisfy the need. 8) MOSER CONCRETE POLISHING & COATINGS, INC. POSITION: Secretary, Co-Owner NATURE: Provided initial funding for % ownership in son's business. Provide general guidance and business/marketing experience, as needed. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/18/2023 ADDRESS: 190 Sheets Trail, Germanton NC 27019 DESCRIPTION: Provided initial funding for % ownership in son's business. Provide general guidance and business/marketing experience, as needed. No regular hours are specified and no major time commitment is expected. 9) BAKERY PARTNERS, LLC POSITION: Investor NATURE: We pooled our money with others to purchase, manage, and sell the property located at 4795 Commercial Plaza St., Winston-Salem, NC 27104 (the "Real Estate") INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/28/2023 ADDRESS: 206 W Fourth Street, Winston Salem NC 27101 DESCRIPTION: We are non-voting members. No duties/responsibilities.
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Welch Moser's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 755 Highland Oaks Drive Suite 101, Winston- Salem, NC 27103Office #2: 701 Green Valley Road Suite 106, Greensboro, NC 27408RIA
CRD#: 105644
WINSTON- SALEM, NC
Past
March 21, 2022 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Winston Salem, NC
Past
March 19, 2004 - December 1, 2005
LEGG MASON WOOD WALKER, INCORPORATED
RIA
CRD#: 6555
WINSTON SALEM, NC
Past
March 19, 2004 - December 1, 2005
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Past
September 4, 2002 - March 11, 2004
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
HIGH POINT, NC
Past
September 8, 2000 - March 11, 2004
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
May 5, 1999 - October 3, 2000
SCOTT & STRINGFELLOW, LLC
BD
CRD#: 6255
RICHMOND, VA
Past
December 21, 1998 - May 5, 1999
SCOTT & STRINGFELLOW, INC.
BD
CRD#: 3309
RICHMOND, VA
Past
January 17, 1995 - December 22, 1998
CAPITAL INVESTMENT GROUP, INC.
BD
CRD#: 14752
RALEIGH, NC
Past
January 24, 1989 - December 31, 1993
WACHOVIA BROKERAGE SERVICE
BD
CRD#: 17503
WINSTON SALEM, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
