Terence P. Brennan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terence Peter Brennan II, who also goes by Terry Brennan, was a registered financial professional .
Terence is a previously registered financial professional and started their career in finance in 1989. Terence had worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2006 - April 19, 2024
NATIONWIDE INVESTMENT SERVICES CORPORATION
May 19, 2005 - May 16, 2006
EQUITABLE DISTRIBUTORS, LLC
May 11, 2000 - August 20, 2002
COREBRIDGE CAPITAL SERVICES, INC.
August 22, 1997 - March 17, 1999
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
October 29, 1996 - May 28, 1997
LIEBER & COMPANY
July 13, 1995 - September 9, 1996
NICHOLAS-APPLEGATE SECURITIES LLC
May 18, 1995 - June 29, 1995
MORGAN STANLEY DW INC.
December 11, 1989 - July 20, 1993
ALLIANCEBERNSTEIN INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 7/24/1995
Non-Member General Securities ExaminationCurrent Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
