MH
Mark R. Hoemann
ON INVESTMENT MANAGEMENT CO
Bellingham, WA 98229
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CRD#: 1914648
MH
Professional summary
Mark Richard Hoemann, CFP® is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Bellingham, Washington and THE O.N. EQUITY SALES COMPANY located in Bellingham, Washington.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Mark has worked at 7 firms and has passed the Series 63, SIE, Series 62, Series 22 and Series 6 exams.
Question & Answer
What are your service offerings?
Employee and Employer Plan Ben...
Investment Planning
Comprehensive Financial Planni...
Retirement Planning
Insurance Planning
Socially Responsible Investing
Business Succession Planning
Retirement Income Management
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Cascadia Financial Group Inc; Not Investment related; 170 45th Street, Bellingham, WA 98229; life, health, and disability; president 04/02/1992 - present; 50 hours/month (30 during market hours); sales. (2). OneAmerica; yes, Investment related; OneAmerica Square, Indianapolis, IN 46206; Agent; 10-13-2025-present; 2 hours/month (2 hours/month during securities trading hours); Annuity care index annuity and asset care index life; sales of OneAmerica Index Life and Annuity Hybrid LTC.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Richard Hoemann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1993
Experience
Current
March 1, 2018 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 170 45th Street, Bellingham, WA 98229RIA
CRD#: 105662
Bellingham, WA
Current
March 1, 2018 - Present
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
Bellingham, WA
Past
February 26, 2008 - February 28, 2018
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
BELLINGHAM, WA
Past
February 26, 2008 - February 28, 2018
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
BELLINGHAM, WA
Past
July 26, 1996 - February 27, 2008
1717 CAPITAL MANAGEMENT COMPANY
RIA
CRD#: 4082
BELLINGHAM, WA
Past
May 20, 1992 - February 27, 2008
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
BELLINGHAM, WA
Past
May 9, 1991 - May 29, 1992
MAIN STREET MANAGEMENT COMPANY
BD
CRD#: 547
BOSTON, MA
Past
April 14, 1989 - May 16, 1991
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Past
January 18, 1989 - February 21, 1989
FFP SECURITIES, INC.
BD
CRD#: 16337
CHESTERFIELD, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Idaho(9/12/2019)
RR
Missouri(3/1/2018)
RR
Nevada(7/5/2019)
RR
Oregon(1/2/2020)
RR
Washington(3/1/2018)
IAR
Washington(3/1/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 1/16/2002
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Company Information
ON INVESTMENT MANAGEMENT CO
CRD#: 105662Bellingham, WA 98229TRUST BUT VERIFY
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Contact information
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