John P. Songer

SIEBERT WILLIAMS SHANK & CO.

New York, NY 10005

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CRD#: 1914107

Professional summary

John Patrick Songer, who also goes by John P Songer, is a registered financial professional currently at SIEBERT WILLIAMS SHANK & CO., LLC located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 1989. John has worked at 10 firms and has passed the Series 63, Series 86, Series 87, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

John P Songer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Patrick Songer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 5, 2019 - Present

SIEBERT WILLIAMS SHANK & CO., LLC

Office #1: 100 Wall Street 18th Floor, New York, NY 10005

CRD#: 42568

New York, NY

Past

August 24, 2016 - November 5, 2019

THE WILLIAMS CAPITAL GROUP, L.P.

CRD#: 35149

NEW YORK, NY

Past

December 23, 2015 - May 23, 2016

TOPEKA CAPITAL MARKETS INC.

CRD#: 154133

NEW YORK, NY

Past

September 29, 2014 - March 9, 2015

SEAPORT GLOBAL SECURITIES LLC

CRD#: 116270

NEW ORLEANS, LA

Past

November 2, 2010 - September 29, 2014

GLOBAL HUNTER SECURITIES, LLC

CRD#: 123003

NEW ORLEANS, LA

Past

July 22, 2003 - October 28, 2010

CAPITAL ONE SECURITIES, INC.

CRD#: 44158

NEW ORLEANS, LA

Past

April 29, 2003 - July 24, 2003

LPL FINANCIAL LLC

RIA

CRD#: 6413

METAIRIE, LA

Past

April 28, 2003 - July 24, 2003

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

April 16, 2003 - April 25, 2003

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

May 31, 1994 - April 28, 2003

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

January 24, 1992 - June 21, 1994

MARQUIS INVESTMENTS, L.L.C.

CRD#: 17121

Past

January 24, 1989 - February 7, 1992

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/5/2019)

California
(11/5/2019)

Colorado
(11/5/2019)

Connecticut
(11/5/2019)

District of Columbia
(11/5/2019)

Florida
(11/5/2019)

Georgia
(11/5/2019)

Illinois
(11/5/2019)

Louisiana
(11/5/2019)

Massachusetts
(11/5/2019)

Missouri
(11/5/2019)

Nevada
(11/5/2019)

New Mexico
(11/5/2019)

New York
(11/5/2019)

Ohio
(11/5/2019)

Oklahoma
(11/5/2019)

Rhode Island
(11/5/2019)

South Carolina
(11/5/2019)

Texas
(11/5/2019)

Washington
(11/5/2019)

Exams

State Security Law Exam

Series 63

Date: 1/31/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 86

Date: 8/9/2024

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 4/18/2024

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 2/27/1989

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/21/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/13/1994

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SIEBERT WILLIAMS SHANK & CO., LLC

SIEBERT CISNEROS SHANK & CO., L.L.C. | SIEBERT, BRANDFORD, SHANK & CO., L.L.C. | SIEBERT WILLLIAMS SHANK | SIEBERT WILLIAMS SHANK & CO., LLC

CRD#: 42568 / SEC#: , 8-49877

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

100 Wall Street 18th Floor, New York, NY 10005

Mailing Address

100 Wall Street 18th Floor, New York, NY 10005

Phone number

(646) 775-4850

Established

Delaware since 03/10/1997

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (50 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SHANK WILLIAMS CISNEROS, LLC	OWNER
CALABRISOTTO, DIANNE NMN	AML OFFICER	1273900
CALABRISOTTO, DIANNE NMN	CHIEF COMPLIANCE OFFICER & COO	1273900
CHANDA, ATEESH SINGH	CHIEF LEGAL OFFICER	6973151
DIAZ, DANIEL	FINANCIAL PRINCIPAL	2214417
HALL, GARY	CO-PRESIDENT	4393662
SHANK-WERDLOW, SUZANNE FRANCES	CEO, DIRECTOR OF PARENT	1860931
THOMPSON, WILLIAM COLRIDGE JR	CHIEF ADMINISTRATIVE OFFICER	2316101
WARNER, SOBANI MULENGA	CO-PRESIDENT	1732009

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John P. Songer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Patrick Songer's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE WILLIAMS CAPITAL GROUP, L.P.

TOPEKA CAPITAL MARKETS INC.

SEAPORT GLOBAL SECURITIES LLC

GLOBAL HUNTER SECURITIES, LLC

CAPITAL ONE SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

BANC ONE SECURITIES CORPORATION

LPL FINANCIAL LLC

MARQUIS INVESTMENTS, L.L.C.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/31/1989

Series 86

Date: 8/9/2024

Series 87

Date: 4/18/2024

SIE

Date: 10/1/2018

Series 3

Date: 2/27/1989

Series 7

Date: 1/21/1989

Series 24

Date: 9/13/1994

FINRA

Current Firm

SIEBERT WILLIAMS SHANK & CO., LLC

Contact information

FINRA licenses (50 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SIEBERT WILLIAMS SHANK & CO., LLC

TRUST BUT VERIFY

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