John M. Holl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Michael Holl, who also goes by John Michael Holl Mr., John Michael Rosenbergen, John Michael Rosonbergen, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1995. John had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2014 - April 1, 2015
G-TRADE SERVICES LLC
December 15, 2014 - March 25, 2019
COWEN EXECUTION SERVICES LLC
April 8, 2013 - September 18, 2014
CANTOR FITZGERALD & CO.
July 2, 2012 - January 15, 2013
VIRTU AMERICAS LLC
December 1, 2004 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
June 23, 2003 - May 17, 2004
CITIGROUP GLOBAL MARKETS INC.
May 21, 1999 - June 6, 2003
CREDIT SUISSE SECURITIES (USA) LLC
September 26, 1995 - January 8, 1998
SCHRODER & CO. INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
G-TRADE SERVICES LLC
CRD#: 140314 / SEC#: , 8-67304
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CONVERGEX GROUP, LLC | MEMBER | |
| MAESE, MICHAEL JOSEPH | FINOP | 2840801 |
| MCCARTHY, CONOR JOHN | EXECUTIVE MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | 2866668 |
| NOLL, ERIC WILSON | MANAGER - NON EMPLOYEE | 2050994 |
| ORDONEZ, BEATRICE | COO AND MANAGING DIRECTOR | 5132506 |
| POPP, THOMAS HAROLD | CHIEF COMPLIANCE OFFICER | 2495083 |
| VOETSCH, GREGORY CHARLES | CEO | 1223244 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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