Kenneth G. Gambone
Professional summary
Kenneth Gerald Gambone is a registered financial professional currently at TD FINANCIAL PRODUCTS LLC located in New York, New York.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1989. Kenneth has worked at 8 firms and has passed the Series 63, Series 52TO, SIE, Series 3, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Gerald Gambone's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 26, 2025 - Present
TD FINANCIAL PRODUCTS LLC
Office #1: One Vanderbilt Avenue, New York, NY 10017September 28, 2016 - November 13, 2025
TD SECURITIES (USA) LLC
August 7, 2014 - September 29, 2016
MIZUHO SECURITIES USA LLC
September 22, 2008 - February 27, 2014
BARCLAYS CAPITAL INC.
May 9, 1996 - September 22, 2008
LEHMAN BROTHERS INC.
May 15, 1991 - January 23, 1995
SALOMON BROTHERS INC.
December 12, 1989 - May 7, 1991
PRUDENTIAL EQUITY GROUP, LLC
March 6, 1989 - January 24, 1990
LOMBARD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/26/2025)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
TD FINANCIAL PRODUCTS LLC
CRD#: 154838 / SEC#: , 8-68677
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.) INC. | OWNER | |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| MANNION, MARTIN | CO-HEAD OF ELECTRONIC TRADING | 4830837 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
| SCHRAGER, MATTHEW | CO-HEAD OF ELECTRONIC TRADING | 6488305 |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | CHIEF COMPLIANCE OFFICER | 6191294 |
Red Flags
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