Talle A. Voorhies
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Talle Ann Voorhies, who also goes by Talle Ann Cundall, was a registered financial professional .
Talle is a previously registered financial professional and started their career in finance in 1989. Talle had worked at 3 firms and has passed the Series 63, Series 7, Series 22, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2011 - September 20, 2013
TNP SECURITIES, LLC
June 16, 2010 - December 31, 2010
GRUBB & ELLIS CAPITAL CORPORATION
September 28, 1994 - December 31, 2010
GRUBB & ELLIS SECURITIES, INC.
March 2, 1989 - April 20, 1994
GRUBB & ELLIS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TNP SECURITIES, LLC
CRD#: 149178 / SEC#: , 8-68119
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
