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Junichi Nakashima

PINE DISTRIBUTORS
Providence, RI
·CRD# 1911232·25 years experience

Professional Summary

Junichi Nakashima, who also goes by Jay Nakashima, is a registered financial advisor currently at PINE DISTRIBUTORS LLC located in Providence, Rhode Island. Junichi is registered as a RR (Registered Representative) and started their career in finance in 2001. Junichi has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jay Nakashima

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

PINE DISTRIBUTORS LLC·CRD# 323408
BD
Providence, RI
December 16, 2025 - Present
FORESIDE FINANCIAL SERVICES, LLC·CRD# 148477
BD
Portland, ME
October 11, 2018 - December 12, 2025
SILVER LEAF PARTNERS, LLC·CRD# 126694
BD
New York, NY
August 22, 2017 - October 10, 2018
WADDELL & REED·CRD# 866
BD
Overland Park, KS
July 22, 2014 - November 29, 2016
IVY DISTRIBUTORS, INC.·CRD# 16496
BD
Overland Park, KS
July 22, 2014 - November 29, 2016
EMG CAPITAL LLC·CRD# 159054
BD
New York, NY
January 28, 2013 - June 24, 2014
SILVER LEAF PARTNERS, LLC·CRD# 126694
BD
New York, NY
November 4, 2004 - January 2, 2013
WALL STREET FINANCIAL GROUP, INC.·CRD# 35830
BD
Victor, NY
July 17, 2003 - October 1, 2003
GAM SERVICES, INC.·CRD# 25631
BD
New York, NY
March 12, 2001 - October 1, 2002

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Current Firm

PD
PINE DISTRIBUTORS LLC

PINE DISTRIBUTORS LLC

CRD#: 323408 / SEC#: 8-71004
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

501 S. Cherry Street Suite 610, Denver, CO 80246

Mailing Address

501 S. Cherry Street Suite 610, Denver, CO 80246

Phone Number

(720) 651-8092

Established

Delaware since 08/30/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PINE ADVISOR SOLUTIONS LLCMEMBER—
FAIRBANKS, MARK ALANPRESIDENT1847318
LEVESQUE, DARYN STEVECOO/PFO6482085
MOSCARITOLO, SUSAN KALLAICCO2618909
WAGSTAFF, CONNER FRED IIIFINOP1427591

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/5/2026)
RR
Florida
(1/5/2026)
RR
Hawaii
(1/5/2026)
RR
New York
(12/16/2025)
RR
Texas
(12/16/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2001About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2001About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Junichi Nakashima's CRS (Customer Relationship Summary).

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