Michelle R. Harris
Professional summary
Michelle Renae Harris, who also goes by Michelle Renae Harris, Michelle Renae Matthews, Michelle Matthews, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Michelle is registered as a RR (Registered Representative) and started their career in finance in 1989. Michelle has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 14, Series 9, Series 10, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michelle Renae Harris's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917May 16, 2013 - January 4, 2022
BBVA SECURITIES INC.
June 2, 2010 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
May 9, 2006 - December 23, 2009
GUARANTY BROKERAGE SERVICES, INC.
November 19, 1991 - November 22, 2002
CHARLES SCHWAB & CO., INC.
April 24, 1990 - May 17, 1991
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
April 24, 1990 - May 17, 1991
SIGNATOR INVESTORS, INC.
July 7, 1989 - January 1, 1990
D.E. FREY & COMPANY, INC.
April 17, 1989 - July 5, 1989
SECURITIES USA, INC.
January 24, 1989 - March 10, 1989
INVESTORS CENTER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/31/2022)
(3/31/2022)
(3/31/2022)
Exams
Series 8
Date: 1/28/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 126 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Smithfield, RI 02917TRUST BUT VERIFY
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