JM
Joseph P. Mylotte
CITIZENS SECURITIES
Paoli, PA 19301
Some features on this profile are disabled
CRD#: 1909949
JM
Professional summary
Joseph Patrick Mylotte Jr., who also goes by Joe Mylotte Jr, Joseph Patrick Mylotte Jr, Joseph P. Mylotte Jr., Joseph Patrick Mylotte, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Paoli, Pennsylvania.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Joseph has worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe Mylotte Jr | Joseph Patrick Mylotte Jr | Joseph P. Mylotte Jr. | Joseph Patrick Mylotte
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CAMPHILL VILLAGE KIMBERTON HILLS POSITION: Investment & Finance Committee NATURE: Assisting Adults with developmental disabilities INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2015 ADDRESS: 1601 Pughtown Rd, Phoenixville PA 19460, United States DESCRIPTION: Advise and discuss investments and expenses
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Patrick Mylotte Jr.'s CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joseph Patrick Mylotte Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 27, 2022 - Present
CITIZENS SECURITIES, INC.
Office #1: 1 West Lancaster Avenue Mailstop: 19b-0071, Paoli, PA 19301RIA
BD
CRD#: 39550
Paoli, PA
Current
September 27, 2022 - Present
CITIZENS SECURITIES, INC.
Office #1: 1 West Lancaster Avenue Mailstop: 19b-0071, Paoli, PA 19301RIA
BD
CRD#: 39550
Paoli, PA
Past
June 20, 2017 - August 31, 2022
LINCOLN INVESTMENT
RIA
CRD#: 519
Iselin, NJ
Past
June 20, 2017 - August 31, 2022
CAPITAL ANALYSTS
RIA
CRD#: 162200
Newtown Square, PA
Past
June 12, 2017 - August 31, 2022
LINCOLN INVESTMENT
BD
CRD#: 519
Iselin, NJ
Past
March 27, 2017 - July 24, 2017
MERCAP ADVISORS, INC.
RIA
CRD#: 170092
Paoli, PA
Past
March 27, 2017 - July 24, 2017
MERCAP SECURITIES, LLC
BD
CRD#: 156607
ATLANTA, GA
Past
December 17, 2014 - October 27, 2016
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
PAOLI, PA
Past
June 1, 2010 - October 27, 2016
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
PAOLI, PA
Past
March 1, 2010 - June 24, 2010
RESOURCE HORIZONS GROUP LLC
BD
CRD#: 104368
MARIETTA, GA
Past
March 30, 2009 - December 31, 2009
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
NEWTOWN SQUARE, PA
Past
January 13, 2009 - February 9, 2009
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
December 19, 2001 - January 7, 2009
LPL FINANCIAL LLC
BD
CRD#: 6413
MEDIA, PA
Past
May 20, 1994 - October 29, 2001
NORTHEAST SECURITIES, LLC
BD
CRD#: 25996
MITCHELFIELD, NY
Past
May 13, 1994 - June 20, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
ST. LOUIS, MO
Past
September 28, 1992 - May 10, 1994
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
PHILADELPHIA, PA
Past
December 20, 1988 - September 18, 1992
ADVEST, INC.
BD
CRD#: 10
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(9/27/2022)
IAR
Delaware(9/30/2022)
RR
New Jersey(9/27/2022)
IAR
New Jersey(9/29/2022)
RR
Pennsylvania(9/27/2022)
IAR
Pennsylvania(9/27/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
