WP
Wendy E. Paskin-jordan
PASKIN & BERLER CAPITAL ADVISORS
Santa Rosa, CA
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CRD#: 1909555
WP
Professional summary
Wendy Edyth Paskin-jordan, who also goes by Wendy Edyth Paskin, is a registered financial advisor currently at PASKIN & BERLER CAPITAL ADVISORS, LLC located in Santa Rosa, California.
Wendy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Wendy has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Wendy Edyth Paskin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) PASKIN & BERLER CAPITAL ADVISORS, LLC; INVESTMENT-RELATED; SAN FRANCISCO, CA; SEC Registered Investment Advisor - individual advisory client accounts CO-CEO; STARTED 01/2021; 125 hours/week Provide ongoing, comprehensive advice on the investment of funds based on the individual needs of each client using strategic and tactical asset allocation to create the optimal balance between the risk tolerance and expected return for each client's unique goals and objectives. 2.) AAA MOUNTAIN WEST GROUP (MWG); NOT INVESTMENT-RELATED; WALNUT CREEK, CA; Provides automotive, insurance, travel and financial services to 4 million members DIRECTOR; STARTED 2001; 2.5 hours/week; Advocate for the motorist and traveler for providing emergency road service, maps and insurance products, enhance the member experience, present a consistent brand image and deliver targeted marketing and promotional information. 3.) AAA CLUB PARTNERS; NOT INVESTMENT-RELATED; WALNUT CREEK, CA; AAA Club Partners (ACP) is a holding company comprised of ten AAA clubs that serve nearly 12 million members in 20 states and the District of Columbia. DIRECTOR; STARTED 02/17/2013; 2.5 hours/week It is the Board's duty to create extraordinary value for the partner clubs and their members.to sustain AAA's strategic leadership; modeling collaboration, learning, adaptability and excellence. 4.) HARVEST FUNDS MANAGEMENT; INVESTMENT-RELATED; MARBLEHEAD, MA; The company advises large investors on allocations to emerging hedge firms and partners with the hedge firms to build businesses and facilitate exit scenarios for investors. ADVISORY BOARD MEMBER; STARTED 11/1/2012; 2 hours/week; Share ideas and opinions in manager research, risk management and distribution in order to identify, incubate, grow and harvest top alternative investment firms. 5.) PIMCO RIA ADVISORY BOARD; INVESTMENT-RELATED; NEWPORT BEACH, CA; To bring the voice of Registered Investment Advisors into the boardroom to assist PIMCO and the PIMCO Registered Investment Advisor (RIA) Team in bringing to market the most appropriate investment solutions and highest quality of service to valued advisors. MEMBER ADVISORY BOARD; STARTED 08/09/2013; 2 hours/month; Candidly share ideas and observations on various topics including industry trends, the competitive landscape and current market related events; provide feedback on new business initiatives. 6.) SBJ FUND LP; WALNUT CREEK, CA; INVESTMENT-RELATED; Spanos Barber Jesse & Co. (SBJ) is an investment firm that manages approximately $300 million of committed capital. SBJ focuses on lower middle-market consumer, business services and healthcare services companies. They provide thoughtful strategic advice, domain expertise and flexible solutions to support the value-creation goals of entrepreneurs, owners and management teams. CONSULTANT; Estimated to start 4Q20 DEVOTE 3 HOURS PER MONTH; Strategic management and business consulting.
CRS (Client Relationship Summary) - RIA
Click below to view Wendy Edyth Paskin-jordan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 9, 2012 - Present
PASKIN & BERLER CAPITAL ADVISORS, LLC
RIA
CRD#: 160004
Santa Rosa, CA
Past
October 28, 2020 - April 1, 2025
MIT ASSOCIATES, LLC
BD
CRD#: 121171
TIBURON, CA
Past
May 24, 2013 - May 1, 2020
S F SENTRY SECURITIES, INC.
BD
CRD#: 27432
SAN FRANCISCO, CA
Past
February 13, 2012 - March 15, 2012
PASKIN & KAHR CAPITAL MANAGEMENT LLC
RIA
CRD#: 130046
SAN FRANCISCO, CA
Past
April 22, 2009 - February 4, 2013
WELLS FARGO PRIME SERVICES, LLC
BD
CRD#: 133068
SAN FRANCISCO, CA
Past
March 21, 2005 - April 21, 2009
THINKEQUITY LLC
BD
CRD#: 44274
SAN FRANCISCO, CA
Past
January 11, 2000 - March 9, 2005
EPLANNING SECURITIES, INC.
BD
CRD#: 46000
ROSEVILLE, CA
Past
March 10, 1999 - December 31, 2010
PASKIN & KAHR CAPITAL MANAGEMENT LLC
RIA
CRD#: 130046
SAN FRANCISCO, CA
Past
March 3, 1999 - January 5, 2000
ROUND HILL SECURITIES, INC.
BD
CRD#: 35223
ALAMO, CA
Past
August 4, 1997 - July 8, 1998
MAM SECURITIES, LLC
BD
CRD#: 41140
SAN FRANCISCO, CA
Past
January 10, 1995 - July 31, 1997
MONTGOMERY SECURITIES
BD
CRD#: 4357
SAN FRANCISCO, CA
Past
November 12, 1993 - January 4, 1995
WELLS FARGO SECURITIES INC.
BD
CRD#: 17438
SAN FRANCISCO, CA
Past
December 3, 1991 - January 20, 1992
WELLS FARGO SECURITIES INC.
BD
CRD#: 17438
SAN FRANCISCO, CA
Past
February 22, 1989 - December 8, 1989
WELLS FARGO SECURITIES INC.
BD
CRD#: 17438
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
P&
PASKIN & BERLER CAPITAL ADVISORS, LLC
PASKIN & BERLER CAPITAL ADVISORS, LLC | PASKIN CAPITAL ADVISORS, LLC
CRD#: 160004 / SEC#: 801-73012
RIA
Registered Investment Advisory firm - (1/18/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/9/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
P&
PASKIN & BERLER CAPITAL ADVISORS, LLC
PASKIN & BERLER CAPITAL ADVISORS, LLC | PASKIN CAPITAL ADVISORS, LLC
CRD#: 160004 / SEC#: 801-73012
RIA
Registered Investment Advisory firm - (1/18/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Santa Rosa, CA
Mailing Address
Phone number
(415) 625-5480
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 182 |
| AUM (Assets Under Management) | $ 355,141,160 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
