JP
John R. Pruser
STONEX FINANCIAL
Dallas, TX 75201
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CRD#: 1907285
JP
Professional summary
John Roger Pruser, who also goes by John Roger Denton, is a registered financial professional currently at STONEX FINANCIAL INC. located in Dallas, Texas.
John is registered as a RR (Registered Representative) and started their career in finance in 1989. John has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
John Roger Denton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view John Roger Pruser's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 24, 2023 - Present
STONEX FINANCIAL INC.
Office #1: 2101 Cedar Springs Road Suite 1550, Dallas, TX 75201BD
CRD#: 45993
Dallas, TX
Past
September 28, 2016 - May 1, 2023
TRUIST SECURITIES, INC.
BD
CRD#: 6271
DALLAS, TX
Past
April 26, 2011 - February 7, 2012
JEFFERIES LLC
BD
CRD#: 2347
DALLAS, TX
Past
June 28, 2005 - April 25, 2011
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
DALLAS, TX
Past
February 18, 2003 - July 6, 2005
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Past
February 10, 2003 - February 19, 2003
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Past
June 19, 1996 - December 12, 2002
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
April 10, 1989 - June 25, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
January 20, 1989 - March 29, 1989
VICTORIA SECURITIES CORPORATION
BD
CRD#: 22289
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/24/2023)
RR
Alaska(8/8/2023)
RR
Arizona(7/28/2023)
RR
Arkansas(8/1/2023)
RR
California(7/25/2023)
RR
Colorado(7/25/2023)
RR
Connecticut(7/25/2023)
RR
Delaware(7/26/2023)
RR
District of Columbia(1/8/2024)
RR
Florida(7/25/2023)
RR
Georgia(7/26/2023)
RR
Hawaii(8/30/2023)
RR
Idaho(7/25/2023)
RR
Illinois(7/27/2023)
RR
Indiana(7/25/2023)
RR
Iowa(7/31/2023)
RR
Kansas(7/24/2023)
RR
Kentucky(7/25/2023)
RR
Louisiana(7/25/2023)
RR
Maine(7/25/2023)
RR
Maryland(7/28/2023)
RR
Massachusetts(7/25/2023)
RR
Michigan(7/26/2023)
RR
Minnesota(7/24/2023)
RR
Mississippi(8/7/2023)
RR
Missouri(7/24/2023)
RR
Montana(7/25/2023)
RR
Nebraska(7/24/2023)
RR
Nevada(7/31/2023)
RR
New Hampshire(8/2/2023)
RR
New Jersey(7/24/2023)
RR
New Mexico(7/25/2023)
RR
New York(7/25/2023)
RR
North Carolina(7/25/2023)
RR
North Dakota(8/1/2023)
RR
Ohio(7/24/2023)
RR
Oklahoma(7/25/2023)
RR
Oregon(7/25/2023)
RR
Pennsylvania(7/25/2023)
RR
Puerto Rico(1/15/2024)
RR
Rhode Island(7/26/2023)
RR
South Carolina(7/28/2023)
RR
South Dakota(7/24/2023)
RR
Tennessee(7/26/2023)
RR
Texas(7/24/2023)
RR
Utah(7/24/2023)
RR
Vermont(7/26/2023)
RR
Virgin Islands(1/4/2024)
RR
Virginia(7/24/2023)
RR
Washington(7/25/2023)
RR
West Virginia(7/27/2023)
RR
Wisconsin(7/27/2023)
RR
Wyoming(7/27/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SF
STONEX FINANCIAL INC.
INTERNATIONAL TRADER ASSOCIATION, INC. | STONEX FINANCIAL INC. | STONEX | INTLTRADER.COM, INC. | INTL TRADING, INC. | INTL FCSTONE SECURITIES INC. | INTL FCSTONE FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
329 Park Avenue North Suite 350, Winter Park, FL 32789
Mailing Address
329 Park Avenue North Suite 350, Winter Park, FL 32789
Phone number
(407) 741-5300
Established
Florida since 05/29/1998
Firm type
Corporation
Fiscal year end
September
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 75 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STONEX FINANCIAL INC.
CRD#: 45993Dallas, TX 75201TRUST BUT VERIFY
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