LM
Leonard W. Metzl
CETERA INVESTMENT ADVISERS LLC
ELMHURST, IL 60126
Some features on this profile are disabled
CRD#: 1907073
LM
Professional summary
Leonard Wayne Metzl is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Elmhurst, Illinois and CETERA FINANCIAL SPECIALISTS LLC located in Elmhurst, Illinois.
Leonard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Leonard has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LEONARD METZL CPA & ASSOC, INC ACCOUNTANT, SINCE 1/1/80, ACCTG & TAXES, 40 HRS/WK, PARTNER BRIAN SAVAGE; 2) GO CLUB FOUNDATION NFP, NOT INV REL, DIRECTOR OF 501 (C)(3) CHARITABLE EDUCATION FOUNDATION -TITLE: DIRECTOR, TREASURER, SINCE 6/1/03 - BOOKKEEPING FOR NFP, TAX EXEMPT, FOUNDATION, 1H/MNTH, PARTNERS: ROBERT HAMMERSCHMIDT, DENNIS HOGAN, STAN GAFFEY, KEN GASPAR, VINCENT SOLARNO; 3) 108 YORK ROAD PARTNERSHIP, NOT INV REL, RENTAL PROP, PARTNER, SINCE 1/1/97, 1H/WK, PARTNER: ROBERT FINNIGAN, CALVIN BOEUDER; 4) 4500 KOLIN LLC, NOT INV REL, RENTAL PROP, MBR, STARTED 8/4 - DUTIES: NONE, PARTNERS: CALVIN BOEUDER, CHARLES BOEUDER, ROBERT FINNIGAN; 5) CALVIN BOENDER, ROBERT FINNIGAN LLC - INVESTMENT IN RENTAL BUILDING; 6) METZL FINANCIAL SERVICES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 12/2017, REGISTERED REPRESENTITIVE APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES
CRS (Client Relationship Summary) - RIA
Click below to view Leonard Wayne Metzl's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 16, 1998 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 110 N. York Road, Elmhurst, IL 60126RIA
CRD#: 105644
ELMHURST, IL
Current
December 22, 1988 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 110 North York Road, Elmhurst, IL 60126BD
CRD#: 10358
Elmhurst, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/9/2015)
RR
Arizona(1/11/1993)
RR
California(8/27/1997)
RR
Colorado(1/2/2019)
RR
Connecticut(1/4/2010)
RR
Florida(9/6/2001)
RR
Georgia(8/31/2001)
RR
Illinois(12/22/1988)
IAR
Illinois(2/16/1998)
RR
Indiana(9/2/1993)
RR
Michigan(9/9/2011)
RR
Missouri(1/9/2016)
RR
New Jersey(1/2/2020)
RR
New York(2/13/2017)
RR
Oregon(6/6/2013)
RR
South Carolina(11/11/2020)
RR
Texas(1/2/2020)
IAR
Texas(2/27/2023)
RR
Wisconsin(7/1/1992)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
