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JI

Joseph Infantino

VELOCITY CLEARING
New York, NY 10038
Some features on this profile are disabled
CRD#: 1906850
JI

Professional summary

Joseph Infantino is a registered financial professional currently at VELOCITY CLEARING, LLC located in New York, New York and TOR BROKERAGE LLC located in North Bergen, New Jersey.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1996. Joseph has worked at 5 firms and has passed the Series 63, Series 57TO, Series 79TO, SIE, Series 55, Series 7, Series 10, Series 9 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Infantino's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 20, 2022 - Present

VELOCITY CLEARING, LLC

Office #1: 199 Water Street 17th Floor, New York, NY 10038
BD
CRD#: 126588
New York, NY
Current

April 28, 2025 - Present

TOR BROKERAGE LLC

Office #1: 9019 Old River Road 2nd Floor, North Bergen, NJ 07047
BD
CRD#: 135274
NORTH BERGEN, NJ
Past

December 6, 2021 - July 13, 2022

PRIME EXECUTIONS, INC.

BD
CRD#: 32889
NEW YORK, NY
Past

January 20, 1997 - April 19, 2021

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK, NY
Past

January 1, 1996 - April 23, 1996

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(7/20/2022)
RR
New York
(7/20/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 11/16/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 79TO
Date: 2/4/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 12/22/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 10/5/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 9/3/1999
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 9/3/1999
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/23/1999
General Securities Principal Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

TB
TOR BROKERAGE LLC
ELITE ACCESS PARTNERS | TOR BROKERAGE LLC

CRD#: 135274 / SEC#: , 8-66903

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
9019 Old River Road 2nd Floor, North Bergen, NJ 07047
Mailing Address
9019 Old River Road 2nd Floor, North Bergen, NJ 07047
Phone number
(201) 941-0002
Established
Delaware since 02/09/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
VCT HOLDINGS LLCMEMBER
VCT HOLDINGS II LLCMEMBER
APPELSON, STUART DAVIDFINOP2176520
KRKUTI, BESARTCHIEF FINANCIAL OFFICER7318260
SANDOR, VICTOR EROLMANAGER, CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER2437119
SCHAEFFER, BRIAN KEITHCEO3063403

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TOR BROKERAGE LLC

CRD#: 135274New York, NY 10038

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