KJ
Karl T. Jacobsen
SPC
Decorah, IA 52101
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CRD#: 1906642
KJ
Professional summary
Karl Theodor Jacobsen is a registered financial advisor currently at SPC located in Decorah, Iowa and SIGMA FINANCIAL CORPORATION located in Decorah, Iowa.
Karl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Karl has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FRIENDS OF DECORAH FISH HATCHERY, INC.-N-DECORAH, IA-FUND RAISING FOR FACILITY IMPROVEMENTS-VICE PRESIDENT-11/2009-4-0-BOARD OF DIRECTORS, FUND RAISING FOR FACILITY IMPROVEMENTS. 2. K. JACOBSEN INSURANCE Sales-Y-DECORAH, IA-INSURANCE SALES-AGENT-6/1989-1-0-Sell Health, Disability & LTC Insurance. 3. GREAT LIGHTS MASONIC LODGE #181-LOCAL FUNDRAISING ON AN ON GOING BASIS. <1% OF TIME. 4. DECORAH LIONS CLUB MEMBER-CAPITAL FUN RAISING FOR PROJECTS AT THE DIRECTION OF THE BOARD.
CRS (Client Relationship Summary) - RIA
Click below to view Karl Theodor Jacobsen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 18, 2019 - Present
SPC
Office #1: 2520 Kylie Ann Rd, Decorah, IA 52101RIA
CRD#: 110692
Decorah, IA
Current
November 18, 2019 - Present
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
Decorah, IA
Past
March 1, 2010 - November 20, 2019
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
RIA
CRD#: 13609
DECORAH, IA
Past
March 1, 2010 - November 20, 2019
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BD
CRD#: 13609
DECORAH, IA
Past
November 1, 2007 - March 1, 2010
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
DECORAH, IA
Past
October 30, 2007 - March 1, 2010
SECURITIES AMERICA, INC.
BD
CRD#: 10205
DECORAH, IA
Past
June 25, 2003 - October 31, 2007
BROKER DEALER FINANCIAL SERVICES CORP.
BD
CRD#: 8073
DECORAH, IA
Past
July 26, 2001 - July 17, 2003
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
May 1, 1996 - July 30, 2001
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
BD
CRD#: 8478
INDIANAPOLIS, IN
Past
March 15, 1996 - May 1, 1996
WINGSPAN INVESTMENT SERVICES
BD
CRD#: 17516
CHICAGO, IL
Past
June 20, 1994 - March 14, 1996
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
NAPA, CA
Past
December 15, 1988 - June 20, 1994
FORTH FINANCIAL SECURITIES, CORPORATION
BD
CRD#: 14363
RICHMOND, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/18/2019)
IAR
Arizona(11/26/2019)
RR
Florida(9/11/2020)
RR
Georgia(11/18/2019)
RR
Indiana(11/18/2019)
RR
Iowa(11/18/2019)
IAR
Iowa(11/18/2019)
RR
Washington(11/18/2019)
RR
Wisconsin(11/18/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SPC
CRD#: 110692Decorah, IA 52101TRUST BUT VERIFY
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