MP
Michael J. Panarello
CETERA INVESTMENT ADVISERS LLC
NEW YORK, NY 10018
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CRD#: 1906491
MP
Professional summary
Michael John Panarello is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in New York, New York and CETERA INVESTMENT SERVICES LLC located in New York, New York.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Michael has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) THE PANARELLO TEAM, DBA FOR CETERA BUSINESS, 74% OWNER, 4/HRS/WK 2) PART OWNER OF THE PANARELLO BATTISTA TEAM; DBA FOR CETERA BUSINESS
CRS (Client Relationship Summary) - RIA
Click below to view Michael John Panarello's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 20, 2019 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1430 Broadway 9th Fl, New York, NY 10018Office #2: 485 Us Highway 1 South Bldg C; Suite 120, Iselin, NJ 08830Office #3: 13450 W Sunrise Blvd Ste #240, Sunrise, FL 33323RIA
CRD#: 105644
NEW YORK, NY
Current
June 20, 2019 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 1430 Broadway Suite 700, New York, NY 10018Office #2: 13450 W Sunrise Blvd Suite # 240, Sunrise, FL 33323Office #3: 485 Us Highway 1 South Bldg C; Suite 120, Iselin, NJ 08830BD
CRD#: 15340
New York, NY
Past
October 14, 2014 - June 24, 2019
FORESTERS ADVISORY SERVICES, LLC
RIA
CRD#: 164663
NEW YORK, NY
Past
May 21, 1998 - June 24, 2019
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
NEW YORK, NY
Past
July 25, 1996 - May 15, 1998
STRATEGIC ASSETS INC.
BD
CRD#: 37590
MELVILLE, NY
Past
February 21, 1995 - July 22, 1996
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
EDISON, NJ
Past
September 21, 1994 - February 10, 1995
TRADITION SECURITIES AND DERIVATIVES LLC
BD
CRD#: 28269
NEW YORK, NY
Past
August 11, 1989 - May 4, 1990
CROWN FINANCIAL GROUP, INC.
BD
CRD#: 540
JERSEY CITY, NJ
Past
April 18, 1989 - August 12, 1989
ROBERT TODD FINANCIAL CORP.
BD
CRD#: 7423
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/21/2019)
RR
California(6/21/2019)
RR
Colorado(6/25/2019)
RR
Connecticut(6/25/2019)
RR
Delaware(7/2/2019)
RR
District of Columbia(1/12/2023)
RR
Florida(6/24/2019)
IAR
Florida(4/2/2021)
RR
Georgia(6/24/2019)
RR
Hawaii(6/24/2019)
RR
Illinois(6/24/2025)
RR
Kansas(6/27/2019)
RR
Maryland(6/24/2019)
RR
Massachusetts(6/24/2019)
RR
Minnesota(7/19/2019)
RR
Missouri(4/27/2022)
IAR
New Jersey(6/20/2019)
RR
New Jersey(6/21/2019)
RR
New York(6/24/2019)
IAR
New York(4/15/2021)
RR
North Carolina(7/2/2019)
RR
Ohio(1/4/2022)
RR
Pennsylvania(6/24/2019)
RR
Rhode Island(3/4/2025)
RR
South Carolina(9/29/2021)
RR
Tennessee(3/19/2021)
RR
Texas(12/15/2021)
IAR
Texas(12/16/2021)
RR
Vermont(7/1/2019)
RR
Virginia(6/25/2019)
RR
Washington(4/1/2024)
RR
West Virginia(4/22/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
