William Bernard Peterson

ELEMENT SQUARED PRIVATE WEALTH

MINNEAPOLIS, MN · CRD#

LPL ENTERPRISE, LLC

ST LOUIS PARK, MN · CRD#

WELLS FARGO CLEARING SERVICES, LLC

CRYSTAL, MN · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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ELEMENT SQUARED PRIVATE WEALTH

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Years of Experience

37 years registered in the securities industry

Current & Past Employments

Current

FORESIDE FUND SERVICES, LLCCurrent·CRD# 46106

BD

5775 Wayzata Boulevard Suite 700, St. Louis Park, MN 55416

October 7, 2020 - Present

Past

REAL ASSET STRATEGIES, LLCPast·CRD# 304242

RIA

Orono, MN

June 27, 2023 - August 21, 2025

REAL ASSET STRATEGIES, LLCPast·CRD# 304242

RIA

Orono, MN

March 31, 2022 - March 13, 2023

REAL ASSET STRATEGIES, LLCPast·CRD# 304242

RIA

Orono, MN

June 20, 2019 - February 23, 2021

LEUTHOLD WEEDEN CAPITAL MANAGEMENTPast·CRD# 105826

RIA

Minneapolis, MN

November 4, 2013 - May 10, 2019

RAFFERTY CAPITAL MARKETS, LLCPast·CRD# 23682

BD

Garden City, NY

June 13, 2007 - February 14, 2017

CETERA FINANCIAL SPECIALISTS LLCPast·CRD# 10358

BD

Richmond, VA

October 31, 2005 - May 30, 2007

AMERIPRISE FINANCIAL SERVICES, LLCPast·CRD# 6363

BD

Minneapolis, MN

January 1, 2002 - October 4, 2005

IDS LIFE INSURANCE COMPANYPast·CRD# 6321

BD

Minneapolis, MN

January 1, 2002 - March 12, 2002

METROPOLITAN LIFE INSURANCE COMPANYPast·CRD# 4095

BD

March 2, 1989 - December 7, 1989

MSI FINANCIAL SERVICES, INC.Past·CRD# 14251

BD

March 2, 1989 - December 7, 1989

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ELEMENT SQUARED PRIVATE WEALTH

MINNEAPOLIS, MN · CRD#

LPL ENTERPRISE, LLC

ST LOUIS PARK, MN · CRD#

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CRYSTAL, MN · CRD#

Customer Relationship Summary (CRS / FINRA)

Current Firm

FF

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: 8-51293

BD

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER	—
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Similar Advisors

ELEMENT SQUARED PRIVATE WEALTH

MINNEAPOLIS, MN · CRD#

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CRYSTAL, MN · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Real Asset Strategies, LLC; Investment Related; Investment Advisor; St. Louis Park, MN; 05/2019; President; General Management, Sales, Portfolio Management, Compliance; 40 Hrs./Mo. Hr./Mo. Trading 2) Premier Investments, LLC; ST. Louis Park. MN; Investment Related; Began 05/2020; Third Party Marketing; President; 160 hours per month 3) Boutique Investment Managers, LLC; Investment Related; St. Louis Park, MN; Technology, Data, Consulting; President; Start Date 7/2023; 32 hours per month, 0 during trading hours; building out technology for money managers 4) EFG Asset Management; Investment Related; Separate account management; Portland, OR; 06/2025; Promoter; Promoting and referring separate accounts directly and via platforms (SMAs, UMAs) to advisors, institutions and consultants; 40 Hrs./Mo.

Similar Advisors

ELEMENT SQUARED PRIVATE WEALTH

MINNEAPOLIS, MN · CRD#

LPL ENTERPRISE, LLC

ST LOUIS PARK, MN · CRD#

WELLS FARGO CLEARING SERVICES, LLC

CRYSTAL, MN · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(10/13/2020)

RR

Arizona
(3/7/2024)

RR

California
(10/9/2020)

RR

Colorado
(2/22/2024)

RR

Connecticut
(1/13/2026)

RR

Delaware
(2/13/2026)

RR

District of Columbia
(2/21/2024)

RR

Florida
(2/14/2024)

RR

Georgia
(10/4/2020)

RR

Idaho
(1/12/2026)

RR

Illinois
(2/7/2024)

RR

Indiana
(2/21/2024)

RR

Iowa
(1/8/2021)

RR

Kansas
(2/20/2024)

RR

Kentucky
(1/26/2026)

RR

Louisiana
(1/27/2026)

RR

Maine
(2/22/2024)

RR

Maryland
(1/27/2026)

RR

Massachusetts
(1/5/2021)

RR

Michigan
(1/14/2026)

RR

Minnesota
(10/13/2020)

RR

Missouri
(2/20/2024)

RR

Montana
(2/17/2026)

RR

Nebraska
(1/18/2024)

RR

Nevada
(1/26/2026)

RR

New Hampshire
(2/17/2026)

RR

New Jersey
(3/11/2024)

RR

New Mexico
(1/26/2026)

RR

New York
(1/7/2021)

RR

North Carolina
(1/4/2021)

RR

North Dakota
(1/26/2026)

RR

Ohio
(2/20/2024)

RR

Oklahoma
(2/25/2021)

RR

Oregon
(2/4/2026)

RR

Pennsylvania
(2/21/2024)

RR

Rhode Island
(6/18/2026)

RR

South Carolina
(2/4/2026)

RR

South Dakota
(1/16/2026)

RR

Tennessee
(6/2/2026)

RR

Texas
(10/20/2020)

RR

Utah
(2/21/2024)

RR

Virginia
(2/21/2024)

RR

Washington
(2/16/2024)

RR

West Virginia
(2/26/2026)

RR

Wisconsin
(2/21/2024)

RR

Wyoming
(1/22/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1989About the Series 6 exam

FINRA

SRO Registrations

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ELEMENT SQUARED PRIVATE WEALTH

MINNEAPOLIS, MN · CRD#

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CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view William Bernard Peterson's CRS (Customer Relationship Summary).

Similar Advisors

ELEMENT SQUARED PRIVATE WEALTH

MINNEAPOLIS, MN · CRD#

LPL ENTERPRISE, LLC

ST LOUIS PARK, MN · CRD#

WELLS FARGO CLEARING SERVICES, LLC

CRYSTAL, MN · CRD#