Marina S. Solomon

LEFT BRAIN WEALTH MANAGEMENT

NAPERVILLE, IL 60563

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CRD#: 1906169

Professional summary

Marina S Solomon, who also goes by Marina Sangari, Marina Sangari Solomon, Marina Solomon, is a registered financial advisor currently at LEFT BRAIN WEALTH MANAGEMENT, LLC located in Naperville, Illinois.

Marina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Marina has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marina Sangari | Marina Sangari Solomon | Marina Solomon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The Leaders Group Broker Dealer Administrative Assistant/Non-registered fingerprint individual Since 03/2025 Investment Related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marina S Solomon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 22, 2016 - Present

LEFT BRAIN WEALTH MANAGEMENT, LLC

Office #1: 215 Shuman Blvd #304, Naperville, IL 60563

RIA

CRD#: 170348

NAPERVILLE, IL

Past

June 4, 2014 - November 13, 2015

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Naperville, IL

Past

October 27, 2009 - May 15, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

NAPERVILLE, IL

Past

November 12, 2008 - May 15, 2014

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

NAPERVILLE, IL

Past

January 24, 1989 - March 26, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEFT BRAIN WEALTH MANAGEMENT, LLC

LEFT BRAIN WEALTH MANAGEMENT, LLC | LEFTBRAIN WEALTH MANAGEMENT, LLC

CRD#: 170348 / SEC#: 801-113256

RIA

Registered Investment Advisory firm - (5/21/2018 Approved)

Illinois

Registered Investment Advisory firm - (5/21/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(3/22/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/26/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/8/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/13/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/11/2008

General Securities Representative Examination

Current Firm

LEFT BRAIN WEALTH MANAGEMENT, LLC

LEFT BRAIN WEALTH MANAGEMENT, LLC | LEFTBRAIN WEALTH MANAGEMENT, LLC

CRD#: 170348 / SEC#: 801-113256

RIA

Registered Investment Advisory firm - (5/21/2018 Approved)

Illinois

Registered Investment Advisory firm - (5/21/2018 Terminated)

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Contact information

Main Address

215 Shuman Blvd #304, Naperville, IL 60563

Mailing Address

Phone number

(630) 517-9300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEFT BRAIN WEALTH MANAGEMENT ADV PART 2A (5/15/2025)

Regulatory assets under management

Total Number of Accounts	650
AUM (Assets Under Management)	$ 310,352,864

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Marina S. Solomon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marina S Solomon's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

LEFT BRAIN WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/26/2009

Series 63

Date: 8/8/1994

SIE

Date: 11/13/2015

Series 7

Date: 11/11/2008

Current Firm

LEFT BRAIN WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEFT BRAIN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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