Gerard R. Fancovic
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerard R. Fancovic, who also goes by Gerard R Fancovic, Gerard Russell Fancovic, was a registered financial professional .
Gerard is a previously registered financial professional and started their career in finance in 2000. Gerard had worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2013 - September 12, 2023
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
March 20, 2013 - May 10, 2013
ACCESSALPHA WORLDWIDE LLC
June 13, 2011 - April 16, 2012
BNY MELLON SECURITIES CORPORATION
November 5, 2010 - May 5, 2011
UBS ASSET MANAGEMENT (AMERICAS) LLC
July 13, 2006 - October 6, 2010
UBS ASSET MANAGEMENT (US) INC.
May 23, 2006 - May 5, 2011
UBS ASSET MANAGEMENT (US) INC.
February 23, 2000 - October 10, 2005
MFS FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
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