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JB

Joseph S. Behette

BEACONS STRATEGIC CAPITAL
New York, NY 10005
Some features on this profile are disabled
CRD#: 1905818
JB

Professional summary

Joseph Stephen Behette, who also goes by Joseph Stephen Behette, Joseph Behette, is a registered financial professional currently at BEACONS STRATEGIC CAPITAL, INC. located in New York, New York.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2000. Joseph has worked at 5 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 25 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joseph Stephen Behette | Joseph Behette

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Stephen Behette's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 15, 2026 - Present

BEACONS STRATEGIC CAPITAL, INC.

Office #1: 11 Wall Street Bswa1 Thru Bswa16, New York, NY 10005
BD
CRD#: 32754
New York, NY
Past

June 30, 2023 - January 15, 2026

TP ICAP GLOBAL MARKETS AMERICAS LLC

BD
CRD#: 2762
NEW YORK, NY
Past

January 3, 2023 - June 30, 2023

TULLETT PREBON FINANCIAL SERVICES LLC

BD
CRD#: 28196
NEW YORK, NY
Past

April 7, 2022 - January 3, 2023

DRIVEWEALTH, LLC

BD
CRD#: 165429
NEW YORK, NY
Past

October 1, 2000 - January 3, 2023

DRIVEWEALTH INSTITUTIONAL LLC

BD
CRD#: 33038
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/15/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 3/19/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 5/19/2008
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 10/1/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 25
Date: 3/17/1999
NYSE Trading Assistant Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm

BS
BEACONS STRATEGIC CAPITAL, INC.
BEACONS STRATEGIC CAPITAL, INC. | MARK J. MULLER EQUITIES, INC.

CRD#: 32754 / SEC#: , 8-41221

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1054 Snipe Ct., Carlsbad, CA 92011
Mailing Address
14 Wall Street 20th Floor, New York, NY 10005
Phone number
(760) 212-0216
Established
New York since 03/07/1989
Firm type
Corporation
Fiscal year end
October
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MILLER, JOE HENRY JRCEO/CCO1172989
KRIM, ALAN MITCHELLFINOP2785337
MULLER, MARK JEFFREYGSP, NYSE FLOOR SUPERVISOR, SENIOR V.P.871286

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BEACONS STRATEGIC CAPITAL, INC.

CRD#: 32754New York, NY 10005

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