JB
John A. Bennett
CETERA INVESTMENT ADVISERS LLC
MINNETONKA, MN 55305
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CRD#: 1905605
JB
Professional summary
John Angus Bennett, who also goes by Angus John Bennett, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Minnetonka, Minnesota and CETERA WEALTH SERVICES, LLC located in Minnetonka, Minnesota.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. John has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Angus John Bennett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: BENNETT, MASTIN, KOSMAK, INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, POSITION/TITLE/RELATIONSHIP: CEO, START DATE: 02/17, APPROX NUMBER OF HOURS PER MONTH: 100, BRIEF DESCRIPTION OF DUTIES: SELL FINANCIAL SERVICES, BUSINESS DEVELOPMENT, COACHING AND SUPPORT; (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; (3) NAME OF OTHER BUSINESS: BENNETT FINANCIAL GROUP, INC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL CONSULTING, POSITION/TITLE/RELATIONSHIP: PRESIDENT, BRIEF DESCRIPTION OF DUTIES: FINANCIAL CONSULTING SERVICES, INSURANCE SERVICES AND MORTGAGE REFERRALS;
CRS (Client Relationship Summary) - RIA
Click below to view John Angus Bennett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 130 Cheshire Ln Suite 105, Minnetonka, MN 55305RIA
CRD#: 105644
MINNETONKA, MN
Current
June 17, 1999 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 130 Cheshire Ln Suite 105, Minnetonka, MN 55305BD
CRD#: 13572
Minnetonka, MN
Past
August 22, 2006 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
MINNEAPOLIS, MN
Past
November 17, 1995 - June 24, 1999
BANCNORTH INVESTMENT GROUP, INC.
BD
CRD#: 31299
ST. CLOUD, MN
Past
March 26, 1993 - November 17, 1995
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
ST. CLOUD, MN
Past
February 1, 1993 - March 26, 1993
INDEPENDENT FINANCIAL SECURITIES, INC.
BD
CRD#: 19924
Past
January 28, 1991 - January 4, 1993
MARQUETTE FINANCIAL SERVICES, INC.
BD
CRD#: 17109
Past
December 23, 1988 - October 26, 1990
DOUGHERTY DAWKINS LLC
BD
CRD#: 7442
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/17/1999)
RR
California(7/12/2001)
RR
Colorado(6/7/2006)
RR
Florida(6/17/1999)
RR
Iowa(6/27/2005)
RR
Michigan(1/2/2024)
RR
Minnesota(6/17/1999)
IAR
Minnesota(6/29/2023)
RR
Mississippi(6/17/1999)
RR
Montana(6/17/1999)
RR
North Dakota(10/29/2002)
RR
Ohio(11/26/2004)
RR
Oklahoma(1/24/2013)
RR
South Dakota(4/15/2010)
RR
Texas(8/17/2006)
IAR
Texas(6/29/2023)
RR
Washington(6/17/1999)
RR
Wisconsin(6/17/1999)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
