Brian P. Colleran
Professional summary
Brian Patrick Colleran is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in Westfield, New Jersey.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1989. Brian has worked at 10 firms and has passed the Series 63, SIE, Series 57, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Patrick Colleran's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2020 - Present
KEYBANC CAPITAL MARKETS INC.
February 2, 2017 - January 7, 2020
CANTOR FITZGERALD & CO.
June 14, 2011 - December 9, 2016
BARCLAYS CAPITAL INC.
November 26, 2008 - June 2, 2011
MARKETAXESS CORPORATION
January 24, 2001 - November 26, 2008
J.P. MORGAN SECURITIES LLC
April 20, 2000 - January 3, 2001
JPMSI
September 30, 1998 - April 19, 2000
BNP PARIBAS SECURITIES CORP.
October 24, 1996 - December 18, 1997
HSBC SECURITIES (USA) INC.
June 7, 1994 - October 2, 1996
J.P. MORGAN SECURITIES INC.
April 18, 1989 - May 12, 1994
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/8/2020)
Exams
FINRA
Nasdaq Stock Market
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
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