Kevin Paul Stych, CFP | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Paul Stych, CFP® was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 1989. Kevin had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 05/05/20 2) VISION FINANCIAL GROUP, 4140 GRAND AVE, DES MOINES, IA, DBA FOR SECURITIES, 05/13/20, INV REL, 40/WK- 33/TRADING 3) STYCH CAPITAL, LLC, 1603 SW Precedence Road, Ankeny IA, 01/01/2022, Owner/Partner, Single person LLC used for Vision Financial Partnership, NIR, 1/HR MO, 1/HR/MO Trading

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

May 5, 2020 - July 26, 2024

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Des Moines, IA

Past

May 5, 2020 - July 26, 2024

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD

CRD#: 39543

Des Moines, IA

Past

February 11, 2019 - May 11, 2020

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

DES MOINES, IA

Past

February 11, 2019 - May 11, 2020

VOYA FINANCIAL ADVISORS, INC.

BD

CRD#: 2882

DES MOINES, IA

Past

February 22, 2017 - January 4, 2019

VOYA FINANCIAL PARTNERS, LLC

RIA

CRD#: 34815

DES MOINES, IA

Past

February 22, 2017 - June 29, 2018

DIRECTED SERVICES LLC

BD

CRD#: 21675

DES MOINES, IA

Past

February 22, 2017 - January 4, 2019

VOYA FINANCIAL PARTNERS, LLC

BD

CRD#: 34815

DES MOINES, IA

Past

February 22, 2017 - January 4, 2019

SLD AMERICA EQUITIES, INC.

BD

CRD#: 36259

DES MOINES, IA

Past

October 9, 2012 - January 24, 2017

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

WINDSOR, CT

Past

October 3, 2003 - January 24, 2017

VOYA FINANCIAL ADVISORS, INC.

BD

CRD#: 2882

WINDSOR, CT

Past

May 18, 2001 - December 31, 2002

VOYA FINANCIAL ADVISORS, INC.

BD

CRD#: 2882

WINDSOR, CT

Past

December 20, 1996 - December 31, 2003

LOCUST STREET SECURITIES, INC.

BD

CRD#: 1703

DES MOINES, IA

Past

August 29, 1990 - November 12, 1996

BNY MELLON SECURITIES CORPORATION

BD

CRD#: 231

NEW YORK, NY

Past

January 17, 1989 - February 13, 1989

PRINCIPAL SECURITIES, INC.

BD

CRD#: 1137

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/18/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 1/16/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 8/10/1992

General Securities Representative Examination

General Industry/Product Exam

RR

Series 6

Date: 1/16/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

RR

Series 24

Date: 9/15/1997

General Securities Principal Examination

Current Firm

CI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

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Contact information

Main Address

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757

Mailing Address

Phone number

(641) 472-5100

Established

Firm type

Fiscal year end

# of Employees

3,361

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIRA ADV 2A (9/8/2025)

WEALTHPORT WRAP BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	438,414
AUM (Assets Under Management)	$ 102,413,096,032

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/09/2024	Cover Page	Report
04/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin P. Stych

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL PARTNERS, LLC

DIRECTED SERVICES LLC

VOYA FINANCIAL PARTNERS, LLC

SLD AMERICA EQUITIES, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

LOCUST STREET SECURITIES, INC.

BNY MELLON SECURITIES CORPORATION

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/18/1998

Series 63

Date: 1/16/1989

SIE

Date: 10/1/2018

Series 7

Date: 8/10/1992

Series 6

Date: 1/16/1989

Series 24

Date: 9/15/1997

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

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