Randall T. Royther
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall Thomas Royther was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 2011. Randall had worked at 2 firms and has passed the Series 66, SIE, Series 79, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2015 - December 26, 2019
PIEDMONT SECURITIES LLC
December 6, 2011 - January 16, 2014
CERTUSSECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PIEDMONT SECURITIES LLC
CRD#: 162153 / SEC#: , 8-69057
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
