Sandra V. Zapata
Professional summary
Sandra Villarreal Zapata, who also goes by Sandra VIllarreal, Sandra Villarreal Zapata, Sandra V Zapata, is a registered financial professional currently at FIRST COMMAND BROKERAGE SERVICES, INC. located in San Antonio, Texas.
Sandra is registered as a RR (Registered Representative) and started their career in finance in 2006. Sandra has worked at 2 firms and has passed the SIE, Series 55, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sandra Villarreal Zapata's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 17, 2023 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 3133 General Hudnell Suite 301, San Antonio, TX 78226October 8, 2021 - January 25, 2022
FIRST COMMAND BROKERAGE SERVICES, INC.
December 4, 2009 - June 12, 2020
USAA INVESTMENT SERVICES COMPANY
April 24, 2006 - September 10, 2008
USAA INVESTMENT SERVICES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/19/2007
Limited Representative-Equity Trader ExamFINRA
Current Firm
FIRST COMMAND BROKERAGE SERVICES, INC.
CRD#: 3641 / SEC#: , 8-7072
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST COMMAND FINANCIAL SERVICES, INC. | STOCKHOLDER/OWNER | |
| CADDELL, TINA KATHERINE | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 3041675 |
| CERBONE, HEIDI ELIZABETH | VICE PRESIDENT AND TREASURER | 5734664 |
| CHARTAN, ERIC | SENIOR VICE PRESIDENT, CHIEF LEGAL OFFICER | 4809520 |
| GRIFFIN, CASEY JAMES | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 3124214 |
| HUBKA, MEEGHAN LYNNE | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER (FINOP) | 5859322 |
| RICHTER, KELLEEN MARIE | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | 2098017 |
| SMITH, FRANK DEAN | SENIOR VICE PRESIDENT - CHIEF INFORMATION SECURITY OFFICER & CHIEF TECHNOLOGY OFFICER | 6005160 |
| STEFFE, MARK DUANE | PRESIDENT/CEO | 2204689 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
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