SR
Steven Romano
STRATEGIC FINANCIAL CONCEPTS
Edmond, OK 73034
Some features on this profile are disabled
CRD#: 1903263
SR
Professional summary
Steven Romano, AIF®, who also goes by Steve Romano, is a registered financial advisor currently at STRATEGIC FINANCIAL CONCEPTS, LLC located in Edmond, Oklahoma and LPL FINANCIAL LLC located in Edmond, Oklahoma.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Steven has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steve Romano
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 5/4/2007: Romano & Associates Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 6/1/2009: Aaron Tax & Accounting - Not Investment Related - Other-Referral - Time Spent 5% - Referring clients that are seeking a CPA for tax returns, bookkeeping, small business, payroll business. 3. 8/12/2014: NFA Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/11/2014 - 10 Hours Per Month/5 Hours During Securities Trading. 4. 9/7/2016: Strategic Financial Concepts, LLC - DBA: (Hybrid) Strategic Financial Concepts, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 09/01/2016 - 20 Hours Per Month/2 Hours During Securities Trading. 5. 9/7/2016: NFA Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/01/2016 - 20 Hours Per Month During Securities Trading. 6. 4/9/2018 - NFA Institutional Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/22/2018 - 10 Hours Per Month/1 Hour During Securities Trading. 7. 1/3/2019 - National Financial Alliance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 12/10/2018 - 40 Hours Per Month/2 Hours During Securities Trading. 8. 5/27/2020 - NFA Insurance - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/10/2018 - 40 Hours Per Month/2 Hours During Securities Trading. 9. 07/22/2025 - Other - estate planning gather info - Inv rel - At Reported Business Location(s) - Start date: 07/01/2025 - 5hr /mnth 1 hr during trading 10. 07/23/2025 - Ron Blue Institute - Other - teaching a class at church - Non Inv rel - At Reported Business Location(s) - Start date: 09/02/2025 - 7hr /mnth 0 hr during trading
CRS (Client Relationship Summary) - RIA
Click below to view Steven Romano's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 31, 2016 - Present
STRATEGIC FINANCIAL CONCEPTS, LLC
Office #1: 111 N Broadway, Suite D, Edmond, OK 73034RIA
CRD#: 141849
Edmond, OK
Current
February 17, 2006 - Present
LPL FINANCIAL LLC
Office #1: 2524 N Broadway; Mon Abri Business Center, Edmond, OK 73034RIA
BD
CRD#: 6413
Edmond, OK
Past
February 23, 2017 - October 6, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
EDMOND, OK
Past
September 14, 2006 - December 23, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
EDMOND, OK
Past
February 5, 1993 - March 2, 2006
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Past
January 19, 1989 - December 31, 1991
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
STRATEGIC FINANCIAL CONCEPTS, LLC
AGILE RETIREMENT MANAGEMENT | WWK WEALTH ADVISORS | WEALTH MANAGEMENT DIVISION OF CAPITOL CREDIT UNION | TRILOGY FINANCIAL PLANNING | THE RETIREMENT ANSWER MAN | TEXAS PRIVATE ASSET MANAGEMENT LLC | STRATEGIC FINANCIAL CONCEPTS, LLC | STEVENS WEALTH MANAGEMENT | SEIDENBERGER & COMPANY | ROUND ROCK ASSET MANAGEMENT LLC | ROMANO WEALTH MANAGEMENT | RETIREVEST FINANCIAL SOLUTIONS, LLC. | RED OAK FINANCIAL ASSET MANAGEMENT | ONE XVI WEALTH, LLC | OAKS WEALTH MANAGEMENT | NFA WEALTH MANAGEMENT | NFA INSTITUTIONAL SERVICES | NFA EMPOWERS | NATIONAL FINANCIAL ALLIANCE, LLC | MOFFATT FINANCIAL STRATEGIES | MEIGS FINANCIAL ADVISORS, LLC | MAYFIELD STEVENS FINANCIAL ADVISORS | JEFFREY SOLINSKY WEALTH MANAGEMENT | JEFFERY L. SOLINSKY WEALTH MANAGEMENT, A DIVISION OF SOLINSKY GROUP | G2 WEALTH MANAGEMENT PARTNERS, LLC | CORPORATE FINANCIAL STRATEGIES, LLC | CONCHO INVESTMENT ADVISORS | CHRISTENSEN FINANCIAL SERVICES, INC. | CARROLL ADVISORY GROUP | CAPITAL RETIREMENT PLANNING GROUP | BURNET WEALTH MANAGEMENT, PLLC | BURNET ASSET MANAGEMENT | BUBELA WEALTH MANAGEMENT | BENEFIT PLANNING GROUP INSURANCE & WEALTH MANAGEMENT | BENEFIT PLANNING GROUP | BB&A FINANCIAL GROUP | ASSET PLANNING & CONSULTING LLC
CRD#: 141849 / SEC#: 801-67243
RIA
Registered Investment Advisory firm - (10/24/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(9/17/2013)
RR
Georgia(10/18/2007)
RR
Mississippi(3/6/2024)
RR
Nevada(9/11/2020)
RR
Oklahoma(2/17/2006)
IAR
Oklahoma(8/31/2016)
RR
South Carolina(2/9/2018)
RR
Texas(2/17/2006)
IAR
Texas(8/31/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SF
STRATEGIC FINANCIAL CONCEPTS, LLC
AGILE RETIREMENT MANAGEMENT | WWK WEALTH ADVISORS | WEALTH MANAGEMENT DIVISION OF CAPITOL CREDIT UNION | TRILOGY FINANCIAL PLANNING | THE RETIREMENT ANSWER MAN | TEXAS PRIVATE ASSET MANAGEMENT LLC | STRATEGIC FINANCIAL CONCEPTS, LLC | STEVENS WEALTH MANAGEMENT | SEIDENBERGER & COMPANY | ROUND ROCK ASSET MANAGEMENT LLC | ROMANO WEALTH MANAGEMENT | RETIREVEST FINANCIAL SOLUTIONS, LLC. | RED OAK FINANCIAL ASSET MANAGEMENT | ONE XVI WEALTH, LLC | OAKS WEALTH MANAGEMENT | NFA WEALTH MANAGEMENT | NFA INSTITUTIONAL SERVICES | NFA EMPOWERS | NATIONAL FINANCIAL ALLIANCE, LLC | MOFFATT FINANCIAL STRATEGIES | MEIGS FINANCIAL ADVISORS, LLC | MAYFIELD STEVENS FINANCIAL ADVISORS | JEFFREY SOLINSKY WEALTH MANAGEMENT | JEFFERY L. SOLINSKY WEALTH MANAGEMENT, A DIVISION OF SOLINSKY GROUP | G2 WEALTH MANAGEMENT PARTNERS, LLC | CORPORATE FINANCIAL STRATEGIES, LLC | CONCHO INVESTMENT ADVISORS | CHRISTENSEN FINANCIAL SERVICES, INC. | CARROLL ADVISORY GROUP | CAPITAL RETIREMENT PLANNING GROUP | BURNET WEALTH MANAGEMENT, PLLC | BURNET ASSET MANAGEMENT | BUBELA WEALTH MANAGEMENT | BENEFIT PLANNING GROUP INSURANCE & WEALTH MANAGEMENT | BENEFIT PLANNING GROUP | BB&A FINANCIAL GROUP | ASSET PLANNING & CONSULTING LLC
CRD#: 141849 / SEC#: 801-67243
RIA
Registered Investment Advisory firm - (10/24/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
901 Ne Loop 410 Suite 100, San Antonio, TX 78209
Mailing Address
Phone number
(210) 737-7800
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,290 |
| AUM (Assets Under Management) | $ 1,006,017,397 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC FINANCIAL CONCEPTS, LLC
CRD#: 141849Edmond, OK 73034TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
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