Wendy A. Wurst
Professional summary
Wendy Ann Wurst, who also goes by Wendy Ann Minerd, Wendy A Minero, Wendy Ann Minero, is a registered financial professional currently at HENNION & WALSH, INC. located in Boca Raton, Florida.
Wendy is registered as a RR (Registered Representative) and started their career in finance in 1994. Wendy has worked at 9 firms and has passed the Series 63, Series 65, Series 52TO, Series 99TO, SIE, Series 7, Series 53, Series 4, Series 8, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wendy Ann Wurst's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 2013 - Present
HENNION & WALSH, INC.
Office #1: 777 Yamato Road Suite 500, Boca Raton, FL 33431November 19, 2003 - May 15, 2014
PMK SECURITIES & RESEARCH, INC.
August 28, 2003 - November 19, 2003
STANFORD GROUP COMPANY
June 18, 2002 - August 7, 2003
STERLING FINANCIAL INVESTMENT GROUP, INC.
March 24, 2000 - July 16, 2002
PMK SECURITIES & RESEARCH, INC.
February 24, 1999 - March 7, 2000
JWGENESIS FINANCIAL GROUP, INC
July 21, 1998 - March 13, 2000
JWGENESIS SECURITIES, INC.
April 11, 1995 - December 23, 1998
JWGENESIS FINANCIAL GROUP, INC
March 24, 1995 - March 31, 1995
STOWE INVESTMENT COMPANY
May 14, 1994 - March 16, 2000
DMG SECURITIES, INC.
January 7, 1994 - March 11, 2000
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/8/2014)
(12/12/2013)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 10/5/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
HENNION & WALSH, INC.
CRD#: 25766 / SEC#: , 8-41988
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HENNION, RICHARD | EXECUTIVE VICE PRESIDENT | 1315386 |
| WALSH, WILLIAM WALTER | PRESIDENT | 1174993 |
| FITZSIMMONS, PHILLIP | CHIEF COMPLIANCE OFFICER | 1625889 |
| HENNION, WILLIAM | VICE PRESIDENT | 2048378 |
| KOWALSKI, STEPHEN GEORGE | VICE PRESIDENT | 1919574 |
| MAHN, KEVIN DOUGLAS | MANAGING DIRECTOR | 2519398 |
| WURST, WENDY ANN | FINOP, TREASURER | 1902879 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 6 |
Red Flags
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Company Information
HENNION & WALSH, INC.
CRD#: 25766Boca Raton, FL 33431TRUST BUT VERIFY
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