Wendy Ann Wurst
Professional Summary
Wendy Ann Wurst, who also goes by Wendy Ann Minerd, Wendy A Minero, Wendy Ann Minero, is a registered financial advisor currently at HENNION & WALSH, INC. located in Boca Raton, Florida. Wendy is registered as a RR (Registered Representative) and started their career in finance in 1994. Wendy has worked at 9 firms and has passed the Series 63, Series 65, Series 52TO, Series 99TO, SIE, Series 7, Series 53, Series 4, Series 8,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Wendy Ann Minerd, Wendy A Minero, Wendy Ann Minero
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
33 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
HENNION & WALSH, INC. | NORI, HENNION, WALSH, INC.
Contact Information
Main Address
2001 Route 46 Waterview Plaza, Parsippany, NJ 07054-1018Mailing Address
2001 Route 46 Waterview Plaza, Parsippany, NJ 07054-1018Phone Number
(973) 299-8989Established
New Jersey since 10/24/1989Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HENNION, RICHARD | EXECUTIVE VICE PRESIDENT | 1315386 |
| WALSH, WILLIAM WALTER | PRESIDENT | 1174993 |
| FITZSIMMONS, PHILLIP | CHIEF COMPLIANCE OFFICER | 1625889 |
| HENNION, WILLIAM | VICE PRESIDENT | 2048378 |
| KOWALSKI, STEPHEN GEORGE | VICE PRESIDENT | 1919574 |
| MAHN, KEVIN DOUGLAS | MANAGING DIRECTOR | 2519398 |
| WURST, WENDY ANN | FINOP, TREASURER | 1902879 |
Disclosures
Regulatory Event
12Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/8/2014)
(12/12/2013)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Oct 1998SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Wendy Ann Wurst's CRS (Customer Relationship Summary).
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