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Paul Arthur Labossiere

REGIMENT SECURITIES, LLC.
CHICAGO, IL
·CRD# 1902718·38 years experience

Professional Summary

Paul Arthur Labossiere, who also goes by Paul Labossiere, is a registered financial advisor currently at REGIMENT SECURITIES, LLC. located in Chicago, Illinois. Paul is registered as a RR (Registered Representative) and started their career in finance in 1993. Paul has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 3 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Paul Labossiere

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

REGIMENT SECURITIES, LLC.·CRD# 311302
BD
420 N. Wabash Avenue, Chicago, IL 60611
February 24, 2025 - Present
BLUESTONE GROWTH PARTNERS LLC·CRD# 168098
BD
Commack, NY
January 24, 2024 - February 13, 2025
REGIMENT SECURITIES, LLC.·CRD# 311302
BD
Chicago, IL
January 4, 2022 - December 21, 2023
SELALU PARTNERS, LLC·CRD# 114664
BD
Apollo Beach, FL
August 29, 2017 - December 20, 2021
WESTPORT RESOURCES MANAGEMENT INC·CRD# 105306
RIA
Westport, CT
December 3, 2013 - September 2, 2016
SMH CAPITAL INVESTMENTS LLC·CRD# 24535
BD
Ft. Worth, TX
September 17, 2013 - September 2, 2016
G.RESEARCH, LLC·CRD# 7353
BD
Rye, NY
July 21, 2005 - January 9, 2012
FAIRVIEW SECURITIES, INC.·CRD# 35703
BD
Westport, CT
February 8, 2002 - April 11, 2003
HSBC BROKERAGE (USA) INC.·CRD# 6956
BD
New York, NY
October 26, 1993 - May 9, 1997

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Current Firm

RS
REGIMENT SECURITIES, LLC.

REGIMENT SECURITIES, LLC.

CRD#: 311302 / SEC#: 8-70607
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

420 N. Wabash Avenue, Chicago, IL 60611

Mailing Address

420 N. Wabash Avenue 430, Chicago, IL 60611

Phone Number

(773) 480-7561

Established

Delaware since 09/21/2020

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (36 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
REGIMENT, LLC.MEMBER—
BURNHAM, STEPHEN TYLERSHAREHOLDER/PRINCIPAL4663613
D&A CAPITAL PARTNERS LLCMEMBER—
CAVANAUGH, MICHAEL ALANCEO/CCO4794844
KHOURY, ROBERT JACKFINOP/PFO/POO2917060

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(2/24/2025)
RR
Connecticut
(2/24/2025)
RR
Florida
(2/24/2025)
RR
Illinois
(2/24/2025)
RR
Massachusetts
(2/24/2025)
RR
New Jersey
(2/24/2025)
RR
New York
(2/24/2025)
RR
Pennsylvania
(2/24/2025)
RR
Virginia
(2/24/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2013About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2005About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2005About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Nov 1988About the Series 3 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Paul Arthur Labossiere's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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