Paul A. Labossiere

REGIMENT SECURITIES.

CHICAGO, IL 60611

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CRD#: 1902718

Professional summary

Paul Arthur Labossiere, who also goes by Paul Labossiere, is a registered financial professional currently at REGIMENT SECURITIES, LLC. located in Chicago, Illinois.

Paul is registered as a RR (Registered Representative) and started their career in finance in 1993. Paul has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Paul Labossiere

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul Arthur Labossiere's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2025 - Present

REGIMENT SECURITIES, LLC.

Office #1: 420 N. Wabash Avenue, Chicago, IL 60611

CRD#: 311302

CHICAGO, IL

Past

January 24, 2024 - February 13, 2025

STEWARD SECURITIES GROUP LLC

CRD#: 168098

COMMACK, NY

Past

January 4, 2022 - December 21, 2023

REGIMENT SECURITIES, LLC.

CRD#: 311302

CHICAGO, IL

Past

August 29, 2017 - December 20, 2021

SELALU PARTNERS, LLC

CRD#: 114664

APOLLO BEACH, FL

Past

December 3, 2013 - September 2, 2016

WESTPORT RESOURCES MANAGEMENT INC

RIA

CRD#: 105306

WESTPORT, CT

Past

September 17, 2013 - September 2, 2016

SMH CAPITAL INVESTMENTS LLC

CRD#: 24535

FT. WORTH, TX

Past

July 21, 2005 - January 9, 2012

G.RESEARCH, LLC

CRD#: 7353

RYE, NY

Past

February 8, 2002 - April 11, 2003

FAIRVIEW SECURITIES, INC.

CRD#: 35703

WESTPORT, CT

Past

October 26, 1993 - May 9, 1997

HSBC BROKERAGE (USA) INC.

CRD#: 6956

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/24/2025)

Connecticut
(2/24/2025)

Florida
(2/24/2025)

Illinois
(2/24/2025)

Massachusetts
(2/24/2025)

New Jersey
(2/24/2025)

New York
(2/24/2025)

Pennsylvania
(2/24/2025)

Virginia
(2/24/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 12/3/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/4/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/19/2005

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 11/14/1988

National Commodity Futures Examination

SRO Registrations

FINRA

Current Firm

REGIMENT SECURITIES, LLC.

CRD#: 311302 / SEC#: , 8-70607

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

420 N. Wabash Avenue, Chicago, IL 60611

Mailing Address

420 N. Wabash Avenue 430, Chicago, IL 60611

Phone number

(773) 480-7561

Established

Delaware since 09/21/2020

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (33 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
REGIMENT, LLC.	MEMBER
BURNHAM, STEPHEN TYLER	SHAREHOLDER/PRINCIPAL	4663613
D&A CAPITAL PARTNERS LLC	MEMBER
CAVANAUGH, MICHAEL ALAN	CEO/CCO	4794844
JONES, SHARON DOSTER	FINOP/PFO/POO	3124470

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul A. Labossiere

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul Arthur Labossiere's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEWARD SECURITIES GROUP LLC

REGIMENT SECURITIES, LLC.

SELALU PARTNERS, LLC

WESTPORT RESOURCES MANAGEMENT INC

SMH CAPITAL INVESTMENTS LLC

G.RESEARCH, LLC

FAIRVIEW SECURITIES, INC.

HSBC BROKERAGE (USA) INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/3/2013

Series 63

Date: 8/4/2005

SIE

Date: 10/1/2018

Series 7

Date: 7/19/2005

Series 3

Date: 11/14/1988

FINRA

Current Firm

REGIMENT SECURITIES, LLC.

Contact information

FINRA licenses (33 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

REGIMENT SECURITIES, LLC.

TRUST BUT VERIFY

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