Gordon W. Lewis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gordon Watson Lewis was a registered financial advisor .
Gordon is a previously registered financial advisor and started their career in finance in 1988. Gordon had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2013 - March 20, 2015
QUEST CAPITAL STRATEGIES, INC.
December 18, 2012 - March 20, 2015
QUEST CAPITAL STRATEGIES, INC.
October 4, 2004 - May 7, 2008
WELLS FARGO INVESTMENTS, LLC
September 2, 2004 - May 7, 2008
WELLS FARGO INVESTMENTS, LLC
July 12, 1999 - March 6, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 3, 1997 - July 12, 1999
BA INVESTMENT SERVICES, INC.
June 21, 1996 - February 7, 1997
WELLS FARGO SECURITIES INC.
September 29, 1994 - August 8, 1995
WELLS FARGO SECURITIES INC.
December 5, 1988 - December 21, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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