MH
Michael T. Hogan
CETERA INVESTMENT ADVISERS LLC
PLYMOUTH, MN 55446
Some features on this profile are disabled
CRD#: 1901482
MH
Professional summary
Michael Todd Hogan is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Plymouth, Minnesota and CETERA WEALTH SERVICES, LLC located in Plymouth, Minnesota.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Michael has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 18200 45TH AVE N STE 100A; PLYMOUTH; MN; 55446; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 9/15/2008; 40; 40; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Rivercrest Financial Group; Yes; 10520 SOUTH SHORE DRIVE; PLYMOUTH; MN; 55441; FINANCIAL SERVICES/DBA; OWNER; 8/21/2009; 160; 160; SALE OF INSURANCE,SECURITES, AND INVESTMENT PRODUCTS. OWN BUILDING,COLLECT RENT AND PAY EXPENSES.|NAME OF ENTITY:HOGAN & ASSOCIATES; Yes; 18200 45TH AVE N STE 100; PLYMOUTH; MN; 55446; FINANCIAL SERVICES/DBA; PRESIDENT/OWNER; 1/1/1994; 200; 50; SALE OF INSURANCE,SECURITIES AND INVESTMENT PRODUCTS.|NAME OF ENTITY:Hogan Wealth Management; Yes; 18200 45TH AVE N; PLYMOUTH; MN; 55446; FINANCIAL SERVICES/DBA; owner; 8/20/2009; 160; 160; sales and service of fixed insurance products|
CRS (Client Relationship Summary) - RIA
Click below to view Michael Todd Hogan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 18200 45th Ave N Ste 100a, Plymouth, MN 55446RIA
CRD#: 105644
PLYMOUTH, MN
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 18200 45th Ave N Ste 100a, Plymouth, MN 55446BD
CRD#: 13572
Plymouth, MN
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
January 30, 2014 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
PLYMOUTH, MN
Past
May 18, 1999 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
PLYMOUTH, MN
Past
December 6, 1994 - April 16, 1999
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
January 12, 1989 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
January 12, 1989 - December 14, 1994
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/3/2022)
RR
California(6/9/2021)
RR
Colorado(6/9/2021)
RR
Florida(8/9/2021)
RR
Idaho(6/9/2021)
RR
Iowa(6/9/2021)
RR
Maryland(6/9/2021)
RR
Minnesota(6/9/2021)
IAR
Minnesota(6/29/2023)
RR
Nevada(6/9/2021)
RR
New York(6/9/2021)
RR
North Carolina(9/7/2021)
RR
North Dakota(6/9/2021)
RR
South Carolina(7/7/2024)
RR
South Dakota(6/9/2021)
RR
Texas(6/9/2021)
IAR
Texas(6/29/2023)
RR
Utah(11/22/2021)
RR
Washington(10/11/2023)
RR
Wisconsin(6/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
