Richard H. Borman
Professional summary
Richard Harry Borman JR, who also goes by Richard Harry Borman, is a registered financial professional currently at ADVANTAGE SECURITIES LLC located in Chicago, Illinois.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1990. Richard has worked at 5 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Harry Borman JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 17, 2014 - Present
ADVANTAGE SECURITIES LLC
Office #1: 141 West Jackson Boulevard Suite 3900, Chicago, IL 60604Office #2: 1501 West Warren Avenue, Downers Grove, IL 60515October 1, 2008 - March 29, 2012
J.P. MORGAN SECURITIES LLC
July 2, 2008 - October 1, 2008
J.P. MORGAN SECURITIES INC.
September 18, 2002 - July 2, 2008
J.P. MORGAN SECURITIES LLC
March 29, 1993 - September 27, 2002
CITIGROUP GLOBAL MARKETS INC.
July 2, 1991 - March 10, 1993
RODMAN & RENSHAW INC.
August 24, 1990 - January 22, 1991
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/17/2014)
Exams
FINRA
Current Firm
ADVANTAGE SECURITIES LLC
CRD#: 39362 / SEC#: , 8-48652
Contact information
FINRA licenses (2 States and Territories)
Red Flags
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