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Redginal Van Johnson

NWF ADVISORY SERVICES
WICHITA, KS
·CRD# 1901082·18 years experience

Professional Summary

Redginal Van Johnson is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Wichita, Kansas and OSAIC WEALTH, INC. located in Wichita, Kansas. Redginal is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Redginal has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

NWF ADVISORY SERVICES INC·CRD# 110410
RIA
111 S Whittier Rd. Suite 5300, Wichita, KS 67207
May 21, 2025 - Present
OSAIC WEALTH, INC.·CRD# 23131
RIA
BD
111 S Whittier Rd Suite 5300, Wichita, KS 67207
October 16, 2023 - Present
THE AMERIFLEX GROUP·CRD# 305585
RIA
Wichita, KS
October 16, 2023 - July 2, 2025
INDEPENDENT FINANCIAL GROUP, LLC·CRD# 7717
RIA
Wichita, KS
October 17, 2017 - October 16, 2023
INDEPENDENT FINANCIAL GROUP, LLC·CRD# 7717
BD
Wichita, KS
October 17, 2017 - October 16, 2023
NATIONAL PLANNING CORPORATION·CRD# 29604
RIA
Wichita, KS
March 6, 2009 - October 20, 2017
NATIONAL PLANNING CORPORATION·CRD# 29604
BD
Wichita, KS
March 6, 2009 - October 20, 2017
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Wichita, KS
May 22, 2008 - March 12, 2009
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Wichita, KS
May 6, 2008 - March 12, 2009

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Current Firm

NA
NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - SEC (6/30/1998 Approved)

Contact Information

Main Address

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064

Phone Number

(310) 475-5854

# of Employees

111

SEC notice filing (24 States and Territories)

Registered to provide investment advisory services in 24 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NWF ADV PART 2 A 2024 (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

18,868

AUM (Assets Under Management)

$6,426,161,220

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/14/2017 ADDRESS: 111 S. Whittier Street #5300, Wichita KS 67207, United States DESCRIPTION: KS INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS. 2) INSIGHT FINANCIAL GROUP POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/14/2017 ADDRESS: 111 S. Whittier Street #5300, Wichita KS 67207, United States DESCRIPTION: 100% OWNER OF DBA USED FOR MARKETING PURPOSES 3) INSIGHT FINANCIAL GROUP POSITION: AGENT/ REPRESENTATIVE NATURE: INSURANCE OUTSIDE OF OSAIC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/14/2017 ADDRESS: 111 S WHITTIER RD, Suite 5300, WICHITA KS 67207-1045, United States DESCRIPTION: KS INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS 4) NWF ADVISORY SERVICES, INC POSITION: INVESTMENT ADVISOR REPRESENTATIVE NATURE: CORPORATION REGISTERED INVESTMENT ADVISER INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/30/2025 ADDRESS: 111 S WHITTIER RD, Suite 5300, WICHITA KS 67207-1045, United States DESCRIPTION: I PROVIDE ADVISORY SERVICES SUCH AS WRAP, FEE ACCOUNTS AND FINANCIAL PLANS, I DEVOTE ABOUT HALF OF MY TIME TO THIS BUSINESS

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - SEC (6/30/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(10/16/2023)
RR
Kansas
(10/16/2023)
IAR
Kansas
(5/21/2025)
RR
Missouri
(10/16/2023)
RR
Virginia
(10/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2008About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2008About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Redginal Van Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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