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JC

John Marvin Cook Ii

CRD# 1900910·Registered 1994 - 2002
Barred: John Marvin Cook II was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

John Marvin Cook II, who also goes by John M Cook, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1994 - 2002. John had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John M Cook

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

ARGUS SECURITIES, INC.·CRD# 7400
BD
Hallandale, FL
December 3, 1998 - October 21, 2002
W.J. NOLAN & COMPANY, INC.·CRD# 16465
BD
New York, NY
January 21, 1998 - April 24, 1998
MORGAN, TAYLOR & ASSOCIATES, INC.·CRD# 37447
BD
Mineola, NY
June 27, 1997 - January 26, 1998
MORGAN GRANT CAPITAL CORP.·CRD# 28595
BD
Garden City, NY
April 4, 1997 - July 3, 1997
BRAUER & ASSOCIATES, INC.·CRD# 18278
BD
St. Petersburg, FL
March 11, 1997 - April 8, 1997
STERLING FOSTER & COMPANY, INC.·CRD# 36052
BD
Uniondale, NY
August 10, 1995 - March 7, 1997
FAIRCHILD FINANCIAL GROUP, INC.·CRD# 21404
BD
New York, NY
May 9, 1995 - July 20, 1995
STERLING FOSTER & COMPANY, INC.·CRD# 36052
BD
Uniondale, NY
August 8, 1994 - May 11, 1995

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Current Firm

AS
ARGUS SECURITIES, INC.

ARGUS SECURITIES, INC.

CRD#: 7400 / SEC#: 8-21621
BD
Cancelled by SEC on 06/13/2003

Contact Information

Established

Florida since 05/10/1977

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
COOK, JOHN MARVINPRES/DIR1900910
KLUKEWYCZ, JOHN MCO-DIRECTOR2477332

Disclosures

Regulatory Event

7

Arbitration

5

Bond

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 1998About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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