Elizabeth A. Gibbons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Ann Gibbons, who also goes by Elizabeth A Gibbons, Elizabeth Ann Gibbonsrubio, Elizabeth A Rubio, Elizabeth Ann Rubio, Liz Rubio, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1988. Elizabeth had worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2021 - October 25, 2022
NATIONWIDE INVESTMENT SERVICES CORPORATION
September 26, 2016 - November 3, 2020
PACIFIC SELECT DISTRIBUTORS, LLC
February 2, 2016 - August 29, 2016
MERCAP SECURITIES, LLC
October 4, 2006 - February 25, 2011
LINCOLN FINANCIAL DISTRIBUTORS, INC.
October 4, 2006 - October 20, 2015
LINCOLN FINANCIAL DISTRIBUTORS, INC.
May 18, 2004 - August 15, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 18, 2004 - August 15, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 4, 2003 - April 15, 2004
CITICORP INVESTMENT SERVICES
July 1, 2003 - August 5, 2003
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - August 5, 2003
WELLS FARGO CLEARING SERVICES, LLC
August 11, 1999 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
June 23, 1999 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
March 2, 1999 - June 15, 1999
PRINCIPAL SECURITIES, INC.
December 14, 1988 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
December 14, 1988 - February 17, 1999
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
